Michael D. Gregorich
Professional summary
Michael Daniel Gregorich, who also goes by Michael D Gregorich, Michael Gregorich, Mike Gregorich, is a registered financial professional currently at SPC CAPITAL MARKETS LLC located in West Palm Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Daniel Gregorich's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2020 - Present
SPC CAPITAL MARKETS LLC
Office #1: 205 Datura Street Suite 400, West Palm Beach, FL 33401October 26, 1994 - April 11, 2000
PERSHING LLC
November 11, 1993 - October 24, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2020)
(8/3/2023)
(4/6/2020)
Exams
Series 79TO
Date: 12/10/2019
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 8/14/2019
General Securities Representative ExaminationFINRA
Current Firm
SPC CAPITAL MARKETS LLC
CRD#: 304381 / SEC#: , 8-70350
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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