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BL

Brennan O. Libbey

LIVINGFREE SECURITIES
Manhattan Beach, CA 90266
Some features on this profile are disabled
CRD#: 2404845
BL

Professional summary


Brennan Oneil Libbey is a registered financial professional currently at LIVINGFREE SECURITIES, LLC located in Manhattan Beach, California.

Brennan is registered as a RR (Registered Representative) and started their career in finance in 1997. Brennan has worked at 6 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brennan Oneil Libbey's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 4, 2023 - Present

LIVINGFREE SECURITIES, LLC

Office #1: 1300 Highland Avenue Suite 111, Manhattan Beach, CA 90266
BD
CRD#: 325166
Manhattan Beach, CA
Past

March 16, 2016 - October 5, 2023

STONELIVING SECURITIES, LLC

BD
CRD#: 153565
WEST PALM BEACH, FL
Past

December 5, 2012 - February 18, 2016

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
LOS ANGELES, CA
Past

January 26, 2004 - November 28, 2012

UBS SECURITIES LLC

BD
CRD#: 7654
LOS ANGELES, CA
Past

July 18, 2001 - October 31, 2003

USBX ADVISORY SERVICES, LLC

BD
CRD#: 104283
LOS ANGELES, CA
Past

September 16, 1997 - March 18, 1998

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/18/2024)
RR
Illinois
(9/3/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 8/9/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 8/8/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


LS
LIVINGFREE SECURITIES, LLC
LIVINGFREE SECURITIES, LLC

CRD#: 325166 / SEC#: , 8-71055

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
443 N. Clark Street, Chicago, IL 60654
Mailing Address
443 N. Clark Street, Chicago, IL 60654
Phone number
(312) 670-5918
Established
Delaware since 11/14/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ONE WORLDWIDE, LLCMEMBER
BOZZELLI, ANDREW NICHOLAS JOSEPHEXECUTIVE REP.5873979
BRANT, DAVID ROBERTFINOP, POO, PFO2718478
MOSKAL, JAMES MARTINCCO4281870

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIVINGFREE SECURITIES, LLC

CRD#: 325166Manhattan Beach, CA 90266

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