Howell E. Neville
THE PINES WEALTH MANAGEMENT | Wealth Management Advisor
Southern Pines, NC 28387
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CRD#: 2404560
Professional summary
Howell Evans Neville, CFP® is a registered financial advisor currently at THE PINES WEALTH MANAGEMENT, LLC located in Southern Pines, North Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Southern Pines, North Carolina.
Howell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Howell has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
What are your service offerings?
Institutional consulting
Trading individual securities
Philanthropic services
Financial planning
Insurance
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Pines Wealth Management. Investment Related. At Registered Location. RIA. Principal, Wealth Management Advisor. Start Date: 03/28/2024. 160 hrs/ month; 117 hrs/ month during trading hours. Provide advice to clients 2) Fixed Insurance. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 03/28/2024. 1 hr/ month; all during trading hours. Provide insurance advice to based on the needs of client(s). 3) PKSF. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 03/28/2024. 1 hr/ month; all during trading hours. Provide insurance advice to based on the needs of client(s).
CRS (Client Relationship Summary) - RIA
Click below to view Howell Evans Neville's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 28, 2024 - Present
THE PINES WEALTH MANAGEMENT, LLC
Office #1: 104 Bradford Village Court, Southern Pines, NC 28387RIA
CRD#: 326353
Southern Pines, NC
Current
March 28, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 104 Bradford Village Court, Southern Pines, NC 28387BD
CRD#: 35747
Southern Pines, NC
Past
March 21, 2000 - April 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PINEHURST, NC
Past
September 20, 1994 - April 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PINEHURST, NC
Past
November 24, 1993 - August 17, 1994
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINES WEALTH MANAGEMENT, LLC
PINEHURST WEALTH MANAGEMENT, LLC | THE PINES WEALTH MANAGEMENT, LLC
CRD#: 326353 / SEC#: 801-129712
RIA
Registered Investment Advisory firm - (3/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/28/2024)
RR
District of Columbia(3/28/2024)
RR
Maryland(3/28/2024)
RR
Minnesota(3/28/2024)
RR
New Jersey(3/28/2024)
RR
New York(3/28/2024)
RR
North Carolina(3/28/2024)
IAR
North Carolina(3/28/2024)
RR
Ohio(3/28/2024)
RR
Tennessee(3/28/2024)
RR
Texas(3/28/2024)
IAR
Texas(7/26/2024)
RR
Virginia(3/28/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PINES WEALTH MANAGEMENT, LLC
PINEHURST WEALTH MANAGEMENT, LLC | THE PINES WEALTH MANAGEMENT, LLC
CRD#: 326353 / SEC#: 801-129712
RIA
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Contact information
Main Address
104 Bradford Village Court, Southern Pines, NC 28387
Mailing Address
Phone number
(910) 475-8312
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 925 |
| AUM (Assets Under Management) | $ 419,546,459 |
Red Flags
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Company Information
THE PINES WEALTH MANAGEMENT, LLC
Wealth Management AdvisorCRD#: 326353Southern Pines, NC 28387TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
