Michael S. Tepper
Professional summary
Michael Scott Tepper is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Scott Tepper's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 1, 2012 - December 31, 2016
LINCOLN INVESTMENT
January 20, 2004 - June 1, 2012
CINCINNATI ANALYSTS, INC.
October 28, 1996 - January 12, 2004
PFS INVESTMENTS INC.
November 17, 1993 - October 16, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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