Jeffrey L. Goff

EMPOWER ADVISORY GROUP

OVERLAND PARK, KS 66211

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CRD#: 2404132

Professional summary

Jeffrey L Goff, who also goes by Jeffrey L Goff, Jeffrey Lee Goff, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Overland Park, Kansas and EMPOWER FINANCIAL SERVICES, INC. located in Overland Park, Kansas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 6TO, SIE, Series 7, Series 24, Series 53 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey L Goff | Jeffrey Lee Goff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey L Goff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2021 - Present

EMPOWER ADVISORY GROUP, LLC

Office #1: 11500 Outlook Street, Overland Park, KS 66211

RIA

CRD#: 112058

OVERLAND PARK, KS

Current

January 20, 2021 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 11501 Outlook Street Suite 400, Overland Park, KS 66211

CRD#: 13109

OVERLAND PARK, KS

Past

March 13, 2018 - December 16, 2020

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

March 13, 2018 - December 16, 2020

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

June 10, 2013 - March 1, 2018

EDWARD JONES

RIA

CRD#: 250

INDEPENDENCE, MO

Past

May 31, 2013 - March 1, 2018

EDWARD JONES

CRD#: 250

INDEPENDENCE, MO

Past

July 18, 2012 - June 8, 2013

OSAIC FS, INC.

RIA

CRD#: 3870

OVERLAND PARK, KS

Past

July 18, 2012 - June 8, 2013

OSAIC FS, INC.

CRD#: 3870

OVERLAND PARK, KS

Past

May 14, 2012 - June 7, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

OVERLAND PARK, KS

Past

April 18, 2012 - June 7, 2012

NEW ENGLAND SECURITIES

CRD#: 615

OVERLAND PARK, KS

Past

May 11, 2009 - April 19, 2012

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

OVERLAND PARK, KS

Past

April 9, 2009 - April 19, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

OVERLAND PARK, KS

Past

April 27, 2007 - April 1, 2009

COMMERCE BROKERAGE SERVICES, INC.

RIA

CRD#: 17140

KANSAS CITY, MO

Past

April 27, 2007 - April 1, 2009

COMMERCE BROKERAGE SERVICES, INC.

CRD#: 17140

KANSAS CITY, MO

Past

March 16, 2005 - February 28, 2007

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

OVERLAND PARK, KS

Past

March 16, 2005 - February 28, 2007

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

October 28, 1998 - November 29, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

OVERLAND PARK, KS

Past

September 15, 1995 - November 29, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

November 10, 1993 - May 23, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/3/2021)

Alaska
(2/3/2021)

Arizona
(2/3/2021)

Arkansas
(2/3/2021)

California
(2/3/2021)

Connecticut
(2/3/2021)

Delaware
(2/3/2021)

Georgia
(2/3/2021)

Hawaii
(2/3/2021)

Idaho
(2/3/2021)

Illinois
(2/3/2021)

Indiana
(2/3/2021)

Iowa
(2/3/2021)

Kansas
(1/20/2021)

IAR

Kansas
(1/20/2021)

Kentucky
(2/3/2021)

Maine
(2/3/2021)

Massachusetts
(2/3/2021)

Michigan
(2/3/2021)

Minnesota
(2/3/2021)

Mississippi
(2/3/2021)

Missouri
(1/20/2021)

Montana
(2/3/2021)

Nebraska
(2/3/2021)

Nevada
(2/3/2021)

New Hampshire
(2/3/2021)

New Jersey
(2/3/2021)

New Mexico
(2/3/2021)

New York
(2/3/2021)

North Carolina
(2/3/2021)

North Dakota
(2/3/2021)

Oklahoma
(2/3/2021)

Oregon
(2/3/2021)

Pennsylvania
(2/3/2021)

Rhode Island
(2/3/2021)

South Carolina
(2/3/2021)

South Dakota
(2/3/2021)

Tennessee
(2/3/2021)

Texas
(2/3/2021)

Utah
(2/3/2021)

Vermont
(2/3/2021)

Virginia
(2/3/2021)

Washington
(2/3/2021)

West Virginia
(2/3/2021)

Wisconsin
(2/3/2021)

Wyoming
(2/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 3/20/2024

Municipal Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/20/2024

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/25/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey L. Goff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey L Goff's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

EDWARD JONES

EDWARD JONES

OSAIC FS, INC.

OSAIC FS, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

COMMERCE BROKERAGE SERVICES, INC.

COMMERCE BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2018

Series 63

Date: 11/16/1993

Series 52TO

Date: 3/20/2024

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/9/1993

Series 24

Date: 3/20/2024

Series 53

Date: 3/20/2024

Series 8

Date: 6/25/1997

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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