John V. Bruzzese
Professional summary
John Vincent Bruzzese, who also goes by John V. Bruzzese, is a registered financial professional currently at CIBC WORLD MARKETS CORP. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Vincent Bruzzese's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2026 - Present
CIBC WORLD MARKETS CORP.
Office #1: 300 Madison Avenue Sixth Floor, New York, NY 10017February 26, 2024 - July 29, 2026
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
March 16, 2021 - March 6, 2024
BARCLAYS CAPITAL INC.
October 19, 2016 - October 20, 2020
J.P. MORGAN SECURITIES LLC
January 1, 2008 - March 21, 2016
MORGAN STANLEY & CO. LLC
January 9, 2004 - April 10, 2007
NATIXIS SECURITIES NORTH AMERICA INC.
April 2, 2002 - June 25, 2002
BGC FINANCIAL, L.P.
September 1, 1998 - April 9, 2002
CITIGROUP GLOBAL MARKETS INC.
February 13, 1997 - September 1, 1998
SALOMON BROTHERS INC.
May 9, 1996 - September 30, 1996
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
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