Helen M. Hulings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Marie Hulings, who also goes by Helen Dalessandro, Hellen Dallesandro, Helen M Hulings, Helen Hulings, was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 2000. Helen had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2012 - September 2, 2015
SCHWAB WEALTH ADVISORY, INC.
October 12, 2012 - September 2, 2015
CHARLES SCHWAB & CO., INC.
March 1, 2011 - September 13, 2012
STRATEGIC ADVISERS LLC
January 25, 2011 - September 12, 2012
FIDELITY BROKERAGE SERVICES LLC
November 19, 2009 - January 10, 2011
WELLINGTON SHIELDS & CO., LLC
November 17, 2000 - December 11, 2009
SHIELDS & COMPANY
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
