Eric A. Heus

HARBOR WEALTH MANAGEMENT

Green Bay, WI 54303

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CRD#: 2403656

Professional summary

Eric Anthony Heus, who also goes by Eric A Heus, Rick Heus, is a registered financial advisor currently at HARBOR WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin and APW CAPITAL, INC. located in Green Bay, Wisconsin.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Eric has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric A Heus | Rick Heus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - HARBOR WEALTH MGMT., RIA, MEMBER-MANAGER, 80% TIME SPENT, 10/1/2007 TO PRESENT. 2 - SA INVESTORS, REAL ESTATE INVESTMENT, PARTNER-INVESTOR, 0% TIME SPENT, 2/26/2014 TO PRESENT. 3 - APW Capital, INC.; Green Bay, WI; Service Description: Broker Dealer; Start date: 08/2017; Title: Registered Representative; Duties: Advise clients; Investment Related 4 - Fixed Insurance; agent since 1994 dedicating 10 hours per month, during trading or non-trading hours. Non-investment related. Commission based.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Anthony Heus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2017 - Present

HARBOR WEALTH MANAGEMENT, LLC

Office #1: 727 Cormier Road Suite 101, Green Bay, WI 54303

RIA

CRD#: 153527

Green Bay, WI

Current

August 19, 2010 - Present

APW CAPITAL, INC.

Office #1: 727 Cormier Road, Green Bay, WI 54304

CRD#: 43814

Green Bay, WI

Past

August 16, 2010 - December 31, 2016

HARBOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 153527

GREEN BAY, WI

Past

December 12, 2002 - August 24, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

GREEN BAY, WI

Past

December 12, 2002 - August 24, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

GREEN BAY, WI

Past

May 10, 2001 - December 13, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

December 13, 2000 - March 13, 2001

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

December 13, 2000 - May 15, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

February 12, 1999 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

February 1, 1999 - February 8, 1999

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 3, 1997 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

March 1, 1996 - September 4, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

March 1, 1996 - September 4, 1997

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 22, 1994 - February 14, 1996

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

March 8, 1994 - August 25, 1994

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOR WEALTH MANAGEMENT, LLC

GSC WEALTH MANAGEMENT | HARBOR WEALTH MANAGEMENT, LLC

CRD#: 153527 / SEC#: 801-86172

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (4/21/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(8/19/2010)

IAR

Wisconsin
(1/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HARBOR WEALTH MANAGEMENT, LLC

GSC WEALTH MANAGEMENT | HARBOR WEALTH MANAGEMENT, LLC

CRD#: 153527 / SEC#: 801-86172

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (4/21/2015 Terminated)

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Contact information

Main Address

727 Cormier Road Suite 101, Green Bay, WI 54303

Mailing Address

Phone number

(920) 434-5310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARBOR WEALTH MANAGEMENT BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,337
AUM (Assets Under Management)	$ 362,947,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Eric A. Heus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Anthony Heus's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

HARBOR WEALTH MANAGEMENT, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

HARBOUR INVESTMENTS, INC.

Primary Firm SEC Registration

HARBOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/1999

Series 63

Date: 12/17/1993

SIE

Date: 10/1/2018

Series 7

Date: 2/9/1994

FINRA

Current Firm

HARBOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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