Daniel A. Barnard

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CRD#: 2403593

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Allen Barnard was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 82TO, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Architects, Inc. Also DBA Financial Architects Corp., DBA Financial Architects Insurance, DBA Tax Artists, Pasadena CA. Role of Business Development since 5/2021. Consulting, advising on Qualified Opportunity Zone Funds, Captive Insurance Plans, Deferred Sales Trust, Retirement Plan Design Fees, Tax Review and Preparation, Tax Mitigation Plans, Administration Fees. Advisory services through Cabin Advisors, LLC - Since 2/2023, Registered Investment Advisor Barnard Wealth Management Inc. DBA The Nexus Edge. Investment related. Scottsdale AZ. Since May 1996. Business Consulting and Corporate Finance. Through this DBA we are engaged in Capital Raising and Consulting activities for multiple companies. All activities supervised and executed through Cabin Securities Inc.,Member Finra/SIPC. Any and all investment related activities noted above are supervised by Cabin Securities Inc Member FINRA/SIPC or Cabin Advisors, LLC

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2023 - May 3, 2023

CABIN ADVISORS, LLC

RIA

CRD#: 312547

Scottsdale, AZ

Past

June 2, 2021 - May 3, 2023

CABIN SECURITIES, INC.

CRD#: 137608

OVERLAND PARK, KS

Past

November 21, 2019 - January 16, 2020

GROWTH CAPITAL SERVICES, INC.

RIA

CRD#: 124658

Scottsdale, AZ

Past

November 21, 2019 - January 16, 2020

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

CLAYMONT, DE

Past

September 22, 2014 - November 20, 2018

BFC PLANNING, INC.

RIA

CRD#: 119682

SCOTTSDALE, AZ

Past

October 17, 2008 - September 24, 2014

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

SCOTTSDALE, AZ

Past

April 23, 2008 - November 20, 2018

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

SCOTTSDALE, AZ

Past

August 12, 1997 - April 15, 2008

CINCINNATI ANALYSTS, INC.

CRD#: 5478

SCOTTSDALE, AZ

Past

January 16, 1995 - August 15, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

October 11, 1993 - December 22, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CABIN ADVISORS, LLC

CRD#: 312547 / SEC#: 801-132884

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2025 Terminated)

California

Registered Investment Advisory firm - (6/29/2025 Terminated)

Indiana

Registered Investment Advisory firm - (6/2/2025 Terminated)

Iowa

Registered Investment Advisory firm - (6/3/2025 Terminated)

Kansas

Registered Investment Advisory firm - (5/30/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (5/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/15/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/6/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/9/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CABIN ADVISORS, LLC

CRD#: 312547 / SEC#: 801-132884

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2025 Terminated)

California

Registered Investment Advisory firm - (6/29/2025 Terminated)

Indiana

Registered Investment Advisory firm - (6/2/2025 Terminated)

Iowa

Registered Investment Advisory firm - (6/3/2025 Terminated)

Kansas

Registered Investment Advisory firm - (5/30/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (5/30/2025 Terminated)

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Contact information

Main Address

6240 W. 135th Street Suite 214, Overland Park, KS 66223

Mailing Address

Phone number

(913) 933-3351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOUVIERE STERLING 2B 2025-10 (10/27/2025)

FORM ADV 2B BROCHURE CHRISTOPHER WOOD (10/13/2025)

CABIN ADVISORS ADV FORM 2 BROCHURE DATED 01-24-2024 (6/6/2025)

MARK ATCHITY FORM ADV BROCHURE (6/6/2025)

WM. BRIAN CANDLER - FORM ADV PART 2B (6/6/2025)

CHARIPAR, ANDREW ADV 2B BROCHURE (6/6/2025)

BILLY AYCOCK BROCHURE ADV2B (6/6/2025)

VINCE NELSON ADV 2B BROCHURE (4/28/2025)

LOGAN COX ADV 2B BROCHURE (4/28/2025)

JAMES SARANDIS ADV 2B BROCHURE (4/28/2025)

BORLEIS, WILLIAM (4/25/2025)

CHRIS PICCIURRO BROCHURE 2B (3/31/2025)

STEINBERG, LARRY CABIN 2B 2022-11 (3/31/2025)

KYLE KLINGER 2B (3/31/2025)

NATE HAMIL 2B BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 133,637,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel A. Barnard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CABIN SECURITIES, INC.

GROWTH CAPITAL SERVICES, INC.

GROWTH CAPITAL SERVICES, INC.

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CINCINNATI ANALYSTS, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CABIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2022

Series 66

Date: 10/15/2008

Series 63

Date: 10/15/1993

Series 82TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 2/6/2009

Series 7

Date: 5/9/1996

Series 6

Date: 10/5/1993

Current Firm

CABIN ADVISORS, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CABIN ADVISORS, LLC

TRUST BUT VERIFY

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