Jeffrey E. Bernardo

AUGUSTINE ASSET MANAGEMENT

Jacksonville, FL 32207-3369

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CRD#: 2402915

Professional summary

Jeffrey Emmanuel Bernardo is a registered financial advisor currently at AUGUSTINE ASSET MANAGEMENT INC located in Jacksonville, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Emmanuel Bernardo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2005 - Present

AUGUSTINE ASSET MANAGEMENT INC

Office #1: 1551 Atlantic Blvd Suite 301, Jacksonville, FL 32207-3369

RIA

CRD#: 105801

Jacksonville, FL

Past

January 7, 1995 - July 12, 1995

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

March 28, 1994 - January 11, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUGUSTINE ASSET MANAGEMENT INC

CRD#: 105801 / SEC#: 801-23187

RIA

Registered Investment Advisory firm - (2/5/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/29/2005)

IAR

Texas
(4/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/17/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/25/1994

General Securities Representative Examination

Current Firm

AUGUSTINE ASSET MANAGEMENT INC

CRD#: 105801 / SEC#: 801-23187

RIA

Registered Investment Advisory firm - (2/5/1985 Approved)

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Contact information

Main Address

1551 Atlantic Blvd Suite 301, Jacksonville, FL 32207-3369

Mailing Address

Phone number

(904) 396-6944

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AUGUSTINE 20254 ANNUAL ADV PARTS 2A AND 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	411
AUM (Assets Under Management)	$ 660,230,137

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey E. Bernardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Emmanuel Bernardo's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUGUSTINE ASSET MANAGEMENT INC

PERSHING LLC

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

AUGUSTINE ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/1995

Series 3

Date: 1/17/1998

Series 7

Date: 3/25/1994

Current Firm

AUGUSTINE ASSET MANAGEMENT INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUGUSTINE ASSET MANAGEMENT INC

TRUST BUT VERIFY

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