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JB

Jerrold S. Bergner

LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Durham, NC 27713
Some features on this profile are disabled
CRD#: 2402897
JB

Professional summary

Jerrold Steven Bergner, who also goes by Jerry Bergner, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Durham, North Carolina.

Jerrold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jerrold has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jerry Bergner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INTERAGED LIFE & FINANCIAL PLANNING - FINANCIAL PLANNER- FINANCIAL ADVISING & INVESTMENT MANAGEMENT PRACTICE; INTEGRATED LIFE & FINANCIAL PLANNING, LLC- SALES & SERVICING OF INSURANCE PRODUCTS TO CLIENTS FAMILY TRUSTEE & GUARDIAN - NON INVESTMENT RELATED - NOT DURING TRADING HOURS - START 10/2021 - TRUSTEE & GUARDIAN FOR BROTHER WHO IS NOT ABLE TO CARE FOR HIMSELF OR HANDLE HIS OWN AFFAIRS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerrold Steven Bergner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2025 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 5850 Fayetteville Rd Ste 205, Durham, NC 27713
RIA
CRD#: 109701
Durham, NC
Past

October 26, 2015 - March 21, 2025

SCF INVESTMENT ADVISORS, INC.

RIA
CRD#: 123608
DURHAM, NC
Past

October 23, 2015 - March 21, 2025

SCF SECURITIES, INC.

BD
CRD#: 47275
Durham, NC
Past

January 2, 2008 - September 29, 2015

EDWARD JONES

RIA
CRD#: 250
CHAPEL HILL, NC
Past

July 14, 2000 - September 29, 2015

EDWARD JONES

BD
CRD#: 250
CHAPEL HILL, NC
Past

October 1, 1999 - July 19, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

November 11, 1993 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/25/2025)
IAR
Missouri
(3/25/2025)
IAR
New York
(3/21/2025)
IAR
North Carolina
(3/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/20/2007
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/14/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/11/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/16/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/1993
General Securities Representative Examination

Current Firm

LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)
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Contact information

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144

SEC notice filing (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts11,941
AUM (Assets Under Management)$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701Durham, NC 27713

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