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JC

Jose J. Colon-lauer

JOHNSTONE BROKERAGE SERVICES
Louisville, KY 40223
Some features on this profile are disabled
CRD#: 2402830
JC
Jose Juan Colon-lauerJOHNSTONE BROKERAGE SERVICES

Professional summary

Jose Juan Colon-lauer, who also goes by Jj Colon, Joe Colon, Jose Juan Colon, Jj Colon-lauer, Jose Juan Colonlauer, is a registered financial professional currently at JOHNSTONE BROKERAGE SERVICES, LLC located in Louisville, Kentucky.

Jose is registered as a RR (Registered Representative) and started their career in finance in 1994. Jose has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Aliases

Jj Colon | Joe Colon | Jose Juan Colon | Jj Colon-Lauer | Jose Juan Colonlauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

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CRS (Client Relationship Summary) - BD

Click below to view Jose Juan Colon-lauer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2025 - Present

JOHNSTONE BROKERAGE SERVICES, LLC

Office #1: 1906 Stanley Gault Pkwy, Louisville, KY 40223Office #2: 1906 Stanley Gault Parkway, Louisville, KY 40223
BD
CRD#: 301394
Louisville, KY
Past

August 19, 2025 - December 11, 2025

EPIC ADVISORY SERVICES CORP

RIA
CRD#: 176526
BOCA RATON, FL
Past

August 12, 2025 - December 11, 2025

EPIC CAPITAL SECURITIES

BD
CRD#: 166756
BOCA RATON, FL
Past

January 28, 2025 - August 14, 2025

FIRST COMMAND ADVISORY SERVICES

RIA
CRD#: 281958
FORT WORTH, TX
Past

January 28, 2025 - August 14, 2025

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
FORT WORTH, TX
Past

November 5, 2024 - February 5, 2025

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
DAVIE, FL
Past

October 3, 2024 - February 5, 2025

LPL ENTERPRISE, LLC

BD
CRD#: 8733
DAVIE, FL
Past

October 26, 2021 - April 4, 2024

BANCO DO BRASIL SECURITIES LLC

BD
CRD#: 132701
MIAMI, FL
Past

September 5, 2019 - October 25, 2021

IDB CAPITAL CORP.

BD
CRD#: 106032
AVENTURA, FL
Past

May 29, 2007 - September 16, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

March 20, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
MIAMI, FL
Past

May 3, 2002 - March 13, 2007

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

July 15, 1997 - July 5, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

February 24, 1997 - February 11, 1998

SYDNEY PREVOR AND CO. INC.

BD
CRD#: 17639
AVENTURA, FL
Past

July 19, 1994 - June 13, 1995

MARKETING ONE SECURITIES, INC.

BD
CRD#: 16611
PORTLAND, OR
Past

February 3, 1994 - July 1, 1994

F.N. WOLF & CO., INC.

BD
CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/9/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/3/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/23/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/14/2010
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/20/2010
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/20/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JB
JOHNSTONE BROKERAGE SERVICES, LLC
JOHNSTONE BROKERAGE SERVICES, LLC

CRD#: 301394 / SEC#: , 8-70335

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1906 Stanley Gault Parkway, Louisville, KY 40223
Mailing Address
117 San Augustine Street, Center, TX 75935
Phone number
(936) 340-2929
Established
Texas since 12/31/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DPL FINANCIAL PARTNERS, LLCPARENT COMPANY
ARCH PORTFOLIO TRUST, LLCMEMBER.
NAVEED, HASNAINFINOP7004810
PULLIAM, MICHELLE CARROLLCHIEF COMPLIANCE OFFICER4013218
SMITH, ROY THOMASMANAGING PRINCIPAL2542940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOHNSTONE BROKERAGE SERVICES, LLC

CRD#: 301394Louisville, KY 40223

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