Jose J. Colon-lauer

EPIC ADVISORY SERVICES CORP

Boca Raton, FL 33431

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CRD#: 2402830

Professional summary

Jose Juan Colon-lauer, who also goes by Jj Colon, Joe Colon, Jose Juan Colon, Jj Colon-lauer, Jose Juan Colonlauer, is a registered financial advisor currently at EPIC ADVISORY SERVICES CORP located in Boca Raton, Florida and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jose has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jj Colon | Joe Colon | Jose Juan Colon | Jj Colon-Lauer | Jose Juan Colonlauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Compliance Officer for Epic Advisory Services, an investment advisory firm. Start date: 8/11/2025. Location: 1951 NW 19th Street, Suite 203, Boca Raton, FL 33431. Functions: Part of compliance department. Time devoted: 20 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Juan Colon-lauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2025 - Present

EPIC ADVISORY SERVICES CORP

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

RIA

CRD#: 176526

Boca Raton, FL

Current

August 12, 2025 - Present

EPIC CAPITAL SECURITIES

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431Office #2: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

CRD#: 166756

Boca Raton, FL

Past

January 28, 2025 - August 14, 2025

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

January 28, 2025 - August 14, 2025

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

November 5, 2024 - February 5, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

DAVIE, FL

Past

October 3, 2024 - February 5, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

DAVIE, FL

Past

October 26, 2021 - April 4, 2024

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701

MIAMI, FL

Past

September 5, 2019 - October 25, 2021

IDB CAPITAL CORP.

CRD#: 106032

AVENTURA, FL

Past

May 29, 2007 - September 16, 2019

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

March 20, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

MIAMI, FL

Past

May 3, 2002 - March 13, 2007

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

CRD#: 17053

SAN JUAN, PR

Past

July 15, 1997 - July 5, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 24, 1997 - February 11, 1998

SYDNEY PREVOR AND CO. INC.

CRD#: 17639

AVENTURA, FL

Past

July 19, 1994 - June 13, 1995

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

February 3, 1994 - July 1, 1994

F.N. WOLF & CO., INC.

CRD#: 13051

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/12/2025)

IAR

Florida
(8/19/2025)

Georgia
(8/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/14/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/20/2010

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

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Contact information

Main Address

1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 829-2173

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EPIC ADVISORY SERVICES FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 121,138,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jose J. Colon-lauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Juan Colon-lauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPIC CAPITAL SECURITIES

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

BANCO DO BRASIL SECURITIES LLC

IDB CAPITAL CORP.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

CHARLES SCHWAB & CO., INC.

SYDNEY PREVOR AND CO. INC.

MARKETING ONE SECURITIES, INC.

F.N. WOLF & CO., INC.

Primary Firm SEC Registration

EPIC ADVISORY SERVICES CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2024

Series 63

Date: 2/23/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/2/1994

Series 10

Date: 7/14/2010

Series 9

Date: 5/20/2010

Series 24

Date: 5/20/2002

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPIC ADVISORY SERVICES CORP

TRUST BUT VERIFY

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