Douglas M. Purcell

FORT SHERIDAN ADVISORS LLC

Highland Park, IL 60035

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CRD#: 2402674

Professional summary

Douglas Michael Purcell, who also goes by Doug Purcell, is a registered financial advisor currently at FORT SHERIDAN ADVISORS LLC located in Highland Park, Illinois and AURORA SECURITIES located in Troy, Michigan.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Douglas has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Purcell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fort Sheridan Advisors LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative Aurora Securities; Broker Dealer; Investment-Related; Registered Representative; start date 9/2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Michael Purcell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2016 - Present

FORT SHERIDAN ADVISORS LLC

Office #1: 600 Central Avenue Suite 365, Highland Park, IL 60035

RIA

CRD#: 151139

Highland Park, IL

Current

October 22, 2024 - Present

AURORA SECURITIES

Office #1: 2565 West Maple, Troy, MI 48084

CRD#: 46147

Troy, MI

Past

December 13, 2016 - October 25, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Highland Park, IL

Past

September 30, 2011 - December 16, 2016

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

CHICAGO, IL

Past

September 30, 2011 - December 16, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

CHICAGO, IL

Past

June 30, 2005 - October 10, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

June 30, 2005 - October 10, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

Past

March 1, 2005 - July 18, 2005

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CHICAGO, IL

Past

March 9, 2002 - July 18, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

October 5, 1999 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

April 24, 1995 - October 7, 1999

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 31, 1995 - April 27, 1995

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

Past

October 25, 1993 - February 8, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(10/22/2024)

California
(10/22/2024)

Colorado
(10/22/2024)

Connecticut
(10/22/2024)

Delaware
(10/22/2024)

Florida
(10/22/2024)

Georgia
(10/22/2024)

IAR

Illinois
(12/13/2016)

Illinois
(10/22/2024)

Maryland
(10/22/2024)

Nevada
(10/22/2024)

New Jersey
(10/22/2024)

New York
(10/22/2024)

North Carolina
(11/1/2024)

Pennsylvania
(10/22/2024)

South Dakota
(10/22/2024)

Texas
(6/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

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Contact information

Main Address

600 Central Avenue Suite 365, Highland Park, IL 60035

Mailing Address

Phone number

(847) 559-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT SHERIDAN ADVISORS LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	931
AUM (Assets Under Management)	$ 908,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. Purcell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Michael Purcell's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURORA SECURITIES

WESTERN INTERNATIONAL SECURITIES, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

THE CHICAGO CORPORATION

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

FORT SHERIDAN ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/1999

Series 63

Date: 10/18/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/23/1993

FINRA

Current Firm

FORT SHERIDAN ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORT SHERIDAN ADVISORS LLC

TRUST BUT VERIFY

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