Paul S. Intartaglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Salvatore Intartaglia was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 55, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2020 - September 27, 2024
CLEAR STREET LLC
January 3, 2018 - December 23, 2019
TD SECURITIES (USA) LLC
January 27, 2009 - May 10, 2018
TD PRIME SERVICES LLC
January 2, 2007 - February 22, 2008
RBC CAPITAL MARKETS CORPORATION
June 1, 2005 - January 2, 2007
CARLIN EQUITIES, LLC
December 18, 2003 - May 31, 2005
JOSEPH STEVENS & CO., INC.
November 30, 2000 - May 16, 2001
1ST FREEDOM SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/7/2004
Limited Representative-Equity Trader ExamSeries 62
Date: 11/29/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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