Paul L. Shirley

STRATEGIC ADVISERS LLC

BELLEVUE, WA

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CRD#: 2401905

Professional summary

Paul Lamar Shirley, who also goes by Paul L Shirley, Paul Shirley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bellevue, Washington and FIDELITY BROKERAGE SERVICES LLC located in Redmond, Washington.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul L Shirley | Paul Shirley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Outside Business:SHIRLEY BLUEGRASS, LLC; Investment Related:No; Address of Outside Business:Rexburg Idaho; Nature of Outside Business:Agriculture; Position:Member/Son; Start Date:4/1/2008; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: My parents own a farm and put it into a family LLC. I am listed at member of the LLC - have no real involvement at this point where my parents are both alive a run the farm.Name of Outside Business:Bluegrass Equestrian Estates, LLC; Investment Related:No; Address of Outside Business:Rexburg Idaho; Nature of Outside Business:Agriculture; Position:Minority Member; Start Date:7/18/2008; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: My parents subdivided their farm and this is a portion that is set aside for residential development. At this point it is just used as Agriculture property. All approved for a subdivion.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Lamar Shirley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 7425 166th Avenue Ne Suite C137, Redmond, WA 98052-7849

RIA

CRD#: 104555

BELLEVUE, WA

Current

July 8, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 7425 166th Avenue Ne Suite C137, Redmond, WA 98052

CRD#: 7784

Redmond, WA

Past

July 22, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

REDMOND, WA

Past

January 25, 2022 - January 9, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lynnwood, WA

Past

January 25, 2022 - January 9, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lynnwood, WA

Past

July 17, 2017 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Lynnwood, WA

Past

July 17, 2017 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

LYNNWOOD, WA

Past

July 14, 2017 - December 20, 2023

TD AMERITRADE, INC.

CRD#: 7870

Lynnwood, WA

Past

October 20, 2016 - June 21, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

Draper, UT

Past

October 20, 2016 - June 21, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Draper, UT

Past

October 19, 2016 - June 21, 2017

TD AMERITRADE, INC.

CRD#: 7870

DRAPER, UT

Past

July 18, 2012 - October 1, 2015

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TACOMA, WA

Past

July 16, 2012 - October 1, 2015

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TACOMA, WA

Past

January 19, 2011 - June 27, 2012

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

June 21, 2007 - June 26, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

May 31, 2006 - October 17, 2006

SECU BROKERAGE SERVICES

CRD#: 19899

SOUTH ODGEN, UT

Past

January 17, 1994 - June 1, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(5/28/2025)

Texas
(5/28/2025)

IAR

Texas
(5/29/2025)

Utah
(5/28/2025)

Washington
(7/8/2024)

IAR

Washington
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/13/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/15/2005

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul L. Shirley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Lamar Shirley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SECU BROKERAGE SERVICES

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2011

Series 63

Date: 10/7/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/27/1993

Series 10

Date: 9/13/2005

Series 9

Date: 4/15/2005

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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