DG
Dixie T. Green
VOYA INVESTMENT MANAGEMENT CO.
Houston, TX
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CRD#: 2401779
DG
Professional summary
Dixie Thornton Green, who also goes by Dixie Delicia Thornton, Dixie Thornton, is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Houston, Texas and VOYA INVESTMENTS DISTRIBUTOR, LLC located in Pembroke, Massachusetts.
Dixie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Dixie has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dixie Delicia Thornton | Dixie Thornton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dixie Thornton Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2026 - Present
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
Houston, TX
Current
November 4, 2025 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
Pembroke, MA
Past
October 10, 2022 - October 22, 2025
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
June 13, 2019 - May 13, 2022
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
RIA
CRD#: 109591
Houston, TX
Past
June 13, 2019 - May 13, 2022
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
JERSEY CITY, NJ
Past
January 1, 2010 - June 3, 2019
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
June 5, 2002 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
February 5, 1997 - May 27, 1998
FUND MANAGEMENT COMPANY
BD
CRD#: 25585
HOUSTON, TX
Past
December 21, 1993 - June 4, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2025)
RR
Alaska(11/4/2025)
IAR
Alaska(2/9/2026)
RR
Arizona(11/4/2025)
IAR
Arizona(2/11/2026)
RR
Arkansas(11/4/2025)
RR
California(11/4/2025)
RR
Colorado(11/4/2025)
RR
Connecticut(11/4/2025)
RR
Delaware(11/4/2025)
RR
District of Columbia(11/4/2025)
IAR
District of Columbia(3/31/2026)
RR
Florida(11/4/2025)
RR
Georgia(11/4/2025)
IAR
Georgia(2/10/2026)
RR
Hawaii(11/4/2025)
RR
Idaho(11/4/2025)
RR
Illinois(11/4/2025)
IAR
Illinois(2/9/2026)
RR
Indiana(11/4/2025)
IAR
Indiana(2/9/2026)
RR
Iowa(11/4/2025)
RR
Kansas(11/4/2025)
RR
Kentucky(11/4/2025)
IAR
Kentucky(2/9/2026)
RR
Louisiana(11/4/2025)
IAR
Louisiana(2/9/2026)
RR
Maine(11/4/2025)
IAR
Maine(2/9/2026)
RR
Maryland(11/4/2025)
RR
Massachusetts(11/4/2025)
RR
Michigan(11/4/2025)
RR
Minnesota(11/4/2025)
RR
Mississippi(11/4/2025)
RR
Missouri(11/4/2025)
RR
Montana(11/4/2025)
RR
Nebraska(11/4/2025)
RR
Nevada(11/4/2025)
RR
New Hampshire(11/4/2025)
RR
New Jersey(11/4/2025)
RR
New Mexico(11/4/2025)
IAR
New Mexico(2/10/2026)
RR
New York(11/4/2025)
RR
North Carolina(11/4/2025)
RR
North Dakota(11/4/2025)
IAR
North Dakota(2/20/2026)
RR
Ohio(11/4/2025)
RR
Oklahoma(11/4/2025)
IAR
Oklahoma(2/9/2026)
RR
Oregon(11/4/2025)
RR
Pennsylvania(11/4/2025)
RR
Puerto Rico(11/4/2025)
RR
Rhode Island(11/4/2025)
IAR
Rhode Island(2/9/2026)
RR
South Carolina(11/4/2025)
IAR
South Carolina(2/9/2026)
RR
South Dakota(11/4/2025)
RR
Tennessee(11/4/2025)
RR
Texas(11/4/2025)
IAR
Texas(2/9/2026)
RR
Utah(11/4/2025)
RR
Vermont(11/4/2025)
RR
Virgin Islands(11/4/2025)
RR
Virginia(11/4/2025)
IAR
Virginia(2/9/2026)
RR
Washington(11/4/2025)
RR
West Virginia(11/4/2025)
RR
Wisconsin(11/4/2025)
RR
Wyoming(11/4/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)PREMIUM
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Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
