Jeffery A. Bley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Allen Bley JR, who also goes by Jay Bley, Jeffrey Allen Bley Jr, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1993. Jeffery had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 27, Series 4, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2021 - March 8, 2023
AUGUSTAR DISTRIBUTORS, INC.
January 22, 2001 - October 23, 2018
AUGUSTAR DISTRIBUTORS, INC.
September 13, 1999 - March 8, 2023
THE O.N. EQUITY SALES COMPANY
December 17, 1993 - September 15, 1999
FIDELITY BROKERAGE SERVICES LLC
October 8, 1993 - December 17, 1993
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 1/12/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
