Jon D. Grams

MIDWEST FINANCIAL GROUP LLC

OVERLAND PARK, KS 66213

Some features on this profile are disabled

CRD#: 2401124

Professional summary

Jon Doering Grams is a registered financial advisor currently at MIDWEST FINANCIAL GROUP LLC located in Overland Park, Kansas.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.CARPENTER & CO INSURANCE; NOT INVESTMENT RELATED; 8301 STATE LINE ROAD, SUITE GA, KANSAS CITY, MO 64114; PROP/CASUAL INSURANCE; AGENT; BEGAN 1/2010; 20 HOURS PER MONTH ALL DURING TRADING HOURS; INSURANCE SALES. 2.BROKER SOURCE; NOT INVESTMENT RELATED; 11221 ROE AVE STE100 LEAWOOD, KS 66211; HEALTH INSURANCE; SALES REP; 4/2013; 60 HOURS PER MONTH ALL DURING TRADING HOURS; SALES OF GROUP HEALTH INSURANCE 3.JON GRAMS; NOT INVESTMENT RELATED; JOHNSON COUNTY COURTHOUSE, OLATHE, KS; VOLUNTEER MENTOR COORDINATOR; WILL BEGIN 01/13/2016; 2 HOURS PER WEEK; COORDINATOR FOR JOHNSON COUNTY VETERAN'S TREATMENT COURT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Doering Grams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2016 - Present

MIDWEST FINANCIAL GROUP LLC

Office #1: 7400 W 130th Street, Suite 100, Overland Park, KS 66213

RIA

CRD#: 175288

OVERLAND PARK, KS

Past

October 27, 2011 - July 19, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

KANSAS CITY, MO

Past

March 21, 2005 - July 19, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

KANSAS CITY, MO

Past

August 20, 1999 - March 17, 2005

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

September 22, 1993 - August 20, 1999

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDWEST FINANCIAL GROUP LLC

ALPHA ASSET MANAGEMENT | MS FINANCIAL RESOURCES | MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL GROUP LLC | FRESH FINANCIAL PLANNING

CRD#: 175288 / SEC#: 801-81177

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 9/19/2011

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MIDWEST FINANCIAL GROUP LLC

ALPHA ASSET MANAGEMENT | MS FINANCIAL RESOURCES | MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL GROUP LLC | FRESH FINANCIAL PLANNING

CRD#: 175288 / SEC#: 801-81177

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7400 W 130th Street, Suite 100, Overland Park, KS 66213

Mailing Address

Phone number

(913) 696-0041

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MFG ADV PART 2A (2/7/2025)

MFG ADV PART 2A APPENDIX (2/7/2025)

Regulatory assets under management

Total Number of Accounts	2,328
AUM (Assets Under Management)	$ 477,818,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Samantha Flomenberg

YARDLEY WEALTH MANAGEMENT LLC

YARDLEY, PA

Martin Wheeler

OSAIC WEALTH, INC.

IAR

Birmingham, AL

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jon D. Grams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Doering Grams's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

BMA FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MIDWEST FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2011

Series 63

Date: 10/14/1993

SIE

Date: 7/19/2016

Series 62

Date: 9/19/2011

Series 6

Date: 9/21/1993

Current Firm

MIDWEST FINANCIAL GROUP LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIDWEST FINANCIAL GROUP LLC

TRUST BUT VERIFY

Similar Advisors