Barry S. Scadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Scott Scadden, CFP®, who also goes by Bayard Scadden, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1993. Barry had worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2009 - August 5, 2026
ARCHIPELAGO SECURITIES L.L.C.
March 6, 2000 - August 5, 2026
ARCHIPELAGO TRADING SERVICES, INC.
July 29, 1999 - February 1, 2000
CUSO FINANCIAL SERVICES, L.P.
September 8, 1998 - June 25, 1999
NYLIFE SECURITIES LLC
January 21, 1997 - July 27, 1998
CHARLES SCHWAB & CO., INC.
April 15, 1994 - January 1, 1997
BROWNCO, LLC
September 29, 1993 - January 1, 1994
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/13/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 1/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ARCHIPELAGO SECURITIES L.L.C.
CRD#: 102500 / SEC#: , 8-52140
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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