Walter K. Walsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Kevin Walsh was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1993. Walter had worked at 3 firms and has passed the Series 65, Series 63, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2000 - September 25, 2006
GABELLI DIRECT INC.
October 5, 1994 - January 11, 2013
G.RESEARCH, LLC
September 29, 1993 - September 19, 1994
DIME SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GABELLI DIRECT INC.
CRD#: 19138 / SEC#: , 8-37104
Contact information
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
