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CD

Cornelius D. Dutoit

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CRD#: 2400637
CD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cornelius Daniel Dutoit was a registered financial professional .

Cornelius is a previously registered financial professional and started their career in finance in 1993. Cornelius had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 18, 2011 - January 24, 2017

SQUARE GLOBAL MARKETS

BD
CRD#: 158419
RHINEBECK, NY
Past

June 1, 2009 - December 16, 2011

RAYMOND C. FORBES & CO., INC.

BD
CRD#: 33090
RHINEBECK, NY
Past

September 26, 2003 - June 2, 2009

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

October 19, 1993 - January 3, 1994

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1993
General Securities Representative Examination

Current Firm

SG
SQUARE GLOBAL MARKETS
BLUE VASE SECURITIES, LLC | SQUARE GLOBAL U.S. LLC | SQUARE GLOBAL MARKETS

CRD#: 158419 / SEC#: , 8-68899

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014
Mailing Address
Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014
Phone number
(646) 854-7276
Established
Delaware since 04/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SQUARE GLOBAL HOLDINGS (U.S.) INC.SOLE MEMBER (04/2018)
BELOT, GUYCHIEF EXECUTIVE OFFICER7864999
HECKER, ALEXANDER JEREMYCHIEF COMPLIANCE OFFICER6140462
RUTITSKIY, DMITRIYFINOP/PFO/POO6117665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SQUARE GLOBAL MARKETS

CRD#: 158419

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