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Cornelius Daniel Dutoit

CRD# 2400637·Registered 1993 - 2017
Previously Registered: Being a previously registered professional could mean that Cornelius is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cornelius Daniel Dutoit was a registered financial advisor. Cornelius was a previously registered financial professional and started their career in finance 1993 - 2017. Cornelius had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

SQUARE GLOBAL MARKETS·CRD# 158419
BD
Rhinebeck, NY
November 18, 2011 - January 24, 2017
RAYMOND C. FORBES & CO., INC.·CRD# 33090
BD
Rhinebeck, NY
June 1, 2009 - December 16, 2011
SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
September 26, 2003 - June 2, 2009
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
October 19, 1993 - January 3, 1994

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Current Firm

SG
SQUARE GLOBAL MARKETS

BLUE VASE SECURITIES, LLC | SQUARE GLOBAL U.S. LLC | SQUARE GLOBAL MARKETS

CRD#: 158419 / SEC#: 8-68899
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014

Mailing Address

Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014

Phone Number

(646) 854-7276

Established

Delaware since 04/02/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SQUARE GLOBAL HOLDINGS (U.S.) INC.SOLE MEMBER (04/2018)—
BELOT, GUYCHIEF EXECUTIVE OFFICER7864999
HECKER, ALEXANDER JEREMYCHIEF COMPLIANCE OFFICER6140462
RUTITSKIY, DMITRIYFINOP/PFO/POO6117665

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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