Scott G. Whitehead
Professional summary
Scott Gordon Whitehead is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Gordon Whitehead's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 25, 2000 - April 16, 2007
WOODBURY FINANCIAL SERVICES, INC.
May 27, 1998 - June 29, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
March 28, 1996 - June 2, 1998
WOODBURY FINANCIAL SERVICES, INC.
March 10, 1995 - January 31, 1996
U.S. BANCORP INVESTMENTS, INC.
September 23, 1993 - March 8, 1995
MILLER JOHNSON STEICHEN KINNARD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2015)
(1/4/2016)
(12/4/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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