Scott Ryan Cohen
CFP®Professional Summary
Scott Ryan Cohen, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Dallas, Texas and KESTRA INVESTMENT SERVICES, LLC located in Dallas, Texas. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate & Legacy Planning
- Investment Management
- Financial Planning
- Retirement Planning
Specializations
Biography
As principal and founder of CD Wealth Management, Scott Cohen leads the firm with the belief that the interest of his clients always comes first. Scott specializes in financial consulting for individuals, not-for-profits and privately held companies, with an emphasis on asset management, estate planning and retirement planning. Growing up in Dallas, Scott saw that the family company, Waldman Bros, was a Dallas institution—one that he wanted to join. Following his graduation from University of...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
Education
The University of Texas at Austin
Economics
Economics
1989 - 1993
Southern Methodist University
2004 - 2005
Richardson High School
High School Diploma
High School Diploma
1986 - 1989
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Current Firm
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
Contact Information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735Phone Number
(844) 553-7872# of Employees
1,359SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
192,439AUM (Assets Under Management)
$79,798,091,767Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | Cover Page | Report |
| 12/23/2024 | Cover Page | Report |
| 10/20/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
State Registrations and Notice Filings
(1/8/2015)
(1/11/2018)
(10/23/2006)
(12/14/2023)
(6/25/2003)
(6/25/2003)
(6/25/2003)
(6/12/2003)
(4/25/2023)
(6/12/2003)
(10/17/2007)
(1/19/2023)
(7/7/2003)
(6/25/2003)
(10/17/2007)
(5/31/2019)
(12/5/2023)
(7/2/2018)
(2/5/2010)
(1/27/2022)
(3/27/2020)
(6/12/2003)
(6/2/2017)
(7/18/2012)
(11/9/2020)
(2/6/2009)
(3/30/2006)
(8/14/2026)
(1/11/2018)
(11/6/2019)
(6/12/2003)
(4/19/2016)
(1/23/2026)
(7/9/2025)
(4/25/2023)
(4/27/2023)
(1/11/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Ryan Cohen's CRS (Customer Relationship Summary).
Services Offered by Scott
- Estate & Legacy Planning
- Investment Management
- Financial Planning
- Retirement Planning
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