Peter E. Cunningham
Professional summary
Peter Edward Cunningham is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Beverly Hills, California and MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Edward Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2020 - Present
SIEBERT ADVISORNXT, LLC.
Office #1: 9464 Wilshire Blvd, Beverly Hills, CA 90212October 14, 2019 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 9378 Wilshire Blvd Suite 300, Beverly Hills, CA 90212July 16, 2018 - September 4, 2018
SIEBERT ADVISORNXT, LLC.
December 22, 2017 - August 17, 2018
MURIEL SIEBERT & CO., LLC
March 28, 2017 - June 13, 2017
MURIEL SIEBERT & CO., LLC
December 14, 2012 - January 2, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
January 29, 2002 - January 2, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
November 7, 1997 - January 11, 2002
TD AMERITRADE, INC.
February 28, 1994 - November 7, 1997
KENNEDY, CABOT & CO.
Primary Firm SEC Registration
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/26/2019)
(11/1/2019)
(3/17/2020)
(3/22/2023)
(1/7/2020)
(10/17/2019)
(10/16/2019)
(2/5/2020)
(7/7/2021)
(1/23/2020)
(4/12/2023)
(4/23/2020)
(11/8/2019)
(4/14/2020)
(3/10/2020)
(10/16/2019)
(11/4/2019)
(6/11/2020)
(11/22/2019)
(11/14/2019)
(2/14/2020)
(3/12/2020)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
Contact information
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 287,623,668 |
Red Flags
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