AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
PC

Peter E. Cunningham

SIEBERT ADVISORNXT.
Beverly Hills, CA 90212
Some features on this profile are disabled
CRD#: 2400211
PC

Professional summary


Peter Edward Cunningham is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Beverly Hills, California and MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Peter Edward Cunningham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 17, 2020 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 9464 Wilshire Blvd, Beverly Hills, CA 90212
RIA
CRD#: 288572
Beverly Hills, CA
Current

October 14, 2019 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 9378 Wilshire Blvd Suite 300, Beverly Hills, CA 90212
BD
CRD#: 5376
Beverly Hills, CA
Past

July 16, 2018 - September 4, 2018

SIEBERT ADVISORNXT, LLC.

RIA
CRD#: 288572
Beverly Hills, CA
Past

December 22, 2017 - August 17, 2018

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
Beverly Hills, CA
Past

March 28, 2017 - June 13, 2017

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
Beverly Hills, CA
Past

December 14, 2012 - January 2, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

RIA
CRD#: 6670
BEVERLY HILLS, CA
Past

January 29, 2002 - January 2, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
BEVERLY HILLS, CA
Past

November 7, 1997 - January 11, 2002

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

February 28, 1994 - November 7, 1997

KENNEDY, CABOT & CO.

BD
CRD#: 2417
BEVERLY HILLS, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/26/2019)
RR
California
(11/1/2019)
IAR
California
(3/17/2020)
RR
Colorado
(3/22/2023)
RR
Connecticut
(1/7/2020)
RR
District of Columbia
(10/17/2019)
RR
Georgia
(10/16/2019)
RR
Indiana
(2/5/2020)
RR
Louisiana
(7/7/2021)
RR
Michigan
(1/23/2020)
RR
Minnesota
(4/12/2023)
RR
Nebraska
(4/23/2020)
RR
New Mexico
(11/8/2019)
RR
New York
(4/14/2020)
RR
North Carolina
(3/10/2020)
RR
Ohio
(10/16/2019)
RR
Oregon
(11/4/2019)
RR
Pennsylvania
(6/11/2020)
RR
Rhode Island
(11/22/2019)
RR
South Carolina
(11/14/2019)
RR
Texas
(2/14/2020)
RR
Washington
(3/12/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 3/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (42 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management


Total Number of Accounts786
AUM (Assets Under Management)$ 287,623,668

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIEBERT ADVISORNXT, LLC.

CRD#: 288572Beverly Hills, CA 90212

TRUST BUT VERIFY

Monitor Peter Cunningham

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
John Tanner Powell
John PowellAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Los Angeles, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics