Edward M. Rodden

DISCIPLINED GROWTH CAPITAL

APTOS, CA 95003

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CRD#: 2400116

Professional summary

Edward Michael Rodden is a registered financial advisor currently at DISCIPLINED GROWTH CAPITAL, LLC located in Aptos, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Edward has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Central Coast Partners, a business consulting firm

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Michael Rodden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2023 - Present

DISCIPLINED GROWTH CAPITAL, LLC

Office #1: 535 Seacliff Drive, Aptos, CA 95003

RIA

CRD#: 326666

APTOS, CA

Past

August 29, 2012 - October 20, 2023

3 FACTOR INDEXING, LLC

RIA

CRD#: 160356

WOODSIDE, CA

Past

March 23, 2007 - May 17, 2007

INTER SECURITIES LTD.

CRD#: 40733

SAN FRANCISCO, CA

Past

July 8, 1997 - November 12, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN FRANCISCO, CA

Past

January 2, 1997 - November 12, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/2/2023)

IAR

Hawaii
(7/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/31/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/1998

General Securities Principal Examination

Current Firm

DISCIPLINED GROWTH CAPITAL, LLC

CRD#: 326666 / SEC#:

California

Registered Investment Advisory firm - (6/2/2023 Approved)

Hawaii

Registered Investment Advisory firm - (7/26/2023 Approved)

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Contact information

Main Address

Aptos, CA

Mailing Address

Phone number

(415) 490-7963

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 49,152,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward M. Rodden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Michael Rodden's CRS (Customer Relationship Summary).

Certified licenses

Experience

DISCIPLINED GROWTH CAPITAL, LLC

3 FACTOR INDEXING, LLC

INTER SECURITIES LTD.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2012

Series 63

Date: 1/16/1997

Series 7

Date: 12/31/1996

Series 24

Date: 6/23/1998

Current Firm

DISCIPLINED GROWTH CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DISCIPLINED GROWTH CAPITAL, LLC

TRUST BUT VERIFY

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