Fletcher S. Cole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fletcher Scott Cole was a registered financial professional .
Fletcher is a previously registered financial professional and started their career in finance in 2002. Fletcher had worked at 5 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2016 - July 11, 2017
WHITEGATE INVESTMENT COUNSELORS, INC.
February 26, 2015 - September 16, 2016
MASCOMA WEALTH MANAGEMENT
February 28, 2013 - June 20, 2013
MASCOMA SAVINGS BANK, FSB DBA MASCOMA WEALTH MANAGEMENT
July 25, 2011 - January 18, 2013
HUTCHENS INVESTMENT MANAGEMENT INC
March 4, 2011 - July 8, 2011
NEW LEAF ASSET MANAGEMENT, LLC
April 8, 2002 - March 26, 2010
NEW LEAF ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
WHITEGATE INVESTMENT COUNSELORS, INC.
CRD#: 107732 / SEC#: 801-40719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WHITEGATE INVESTMENT COUNSELORS, INC.
CRD#: 107732 / SEC#: 801-40719
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 497 |
| AUM (Assets Under Management) | $ 545,639,585 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
