Brenna Sullivan Lent
Professional Summary
Brenna Sullivan Lent is a registered financial advisor currently at DOWLING & PARTNERS SECURITIES LLC located in Farmington, Connecticut. Brenna is registered as a RR (Registered Representative) and started their career in finance in 1993. Brenna has worked at 1 firm and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
DOWLING & PARTNERS SECURITIES LLC | PAULSEN, DOWLING SECURITIES, INC. | PAULSEN, DOWLING SECURITIES LLC | PAULSEN SECURITIES, INC. | DOWLING HALES, LLC
Contact Information
Main Address
190 Farmington Avenue, Farmington, CT 06032Mailing Address
190 Farmington Avenue, Farmington, CT 06032Phone Number
(860) 676-8600Established
Connecticut since 07/01/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | — |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP, PFO, POO | 4710715 |
| SWEENEY, RICHARD A | CHIEF COMPLIANCE OFFICER | 2396562 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/11/1994)
(1/26/2011)
(12/10/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2005About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brenna Sullivan Lent's CRS (Customer Relationship Summary).
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