AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JB

James O. Barbi

STRATEGIC ADVISERS LLC
RIDGEWOOD, NJ
Some features on this profile are disabled
CRD#: 2399515
JB

Professional summary

James O. Barbi, who also goes by James O Barbi, James Oconnell Barbi, Jim Barbi, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ridgewood, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James O Barbi | James Oconnell Barbi | Jim Barbi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James O. Barbi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
RIDGEWOOD, NJ
Current

September 18, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 7784
Smithfield, RI
Past

September 29, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WAYNE, NJ
Past

March 10, 2017 - August 20, 2019

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
EDISON, NJ
Past

March 10, 2017 - August 20, 2019

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
EDISON, NJ
Past

October 16, 2015 - November 9, 2016

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
PARAMUS, NJ
Past

September 28, 2015 - November 9, 2016

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
PARAMUS, NJ
Past

November 20, 1997 - March 27, 2009

EASTBROOK CAPITAL GROUP LLC

BD
CRD#: 39781
NEW YORK, NY
Past

January 20, 1997 - November 20, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 20, 1995 - January 30, 1997

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

October 14, 1993 - August 18, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

October 14, 1993 - August 18, 1994

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/29/2021)
RR
Alaska
(11/29/2021)
RR
Arizona
(11/29/2021)
RR
Arkansas
(11/29/2021)
RR
California
(11/29/2021)
RR
Colorado
(11/29/2021)
RR
Connecticut
(9/21/2020)
RR
Delaware
(11/29/2021)
RR
District of Columbia
(11/29/2021)
RR
Florida
(9/21/2020)
RR
Georgia
(11/29/2021)
RR
Hawaii
(11/29/2021)
RR
Idaho
(11/29/2021)
RR
Illinois
(11/29/2021)
RR
Indiana
(11/29/2021)
RR
Iowa
(11/29/2021)
RR
Kansas
(11/29/2021)
RR
Kentucky
(11/29/2021)
RR
Louisiana
(11/29/2021)
RR
Maine
(11/29/2021)
RR
Maryland
(11/29/2021)
RR
Massachusetts
(9/21/2020)
RR
Michigan
(11/29/2021)
RR
Minnesota
(11/29/2021)
RR
Mississippi
(11/29/2021)
RR
Missouri
(11/29/2021)
RR
Montana
(11/29/2021)
RR
Nebraska
(11/29/2021)
RR
Nevada
(11/29/2021)
RR
New Hampshire
(11/29/2021)
RR
New Jersey
(9/18/2020)
IAR
New Jersey
(3/31/2025)
RR
New Mexico
(11/29/2021)
RR
New York
(9/20/2020)
RR
North Carolina
(11/29/2021)
RR
North Dakota
(11/29/2021)
RR
Ohio
(11/30/2021)
RR
Oklahoma
(11/29/2021)
RR
Oregon
(11/29/2021)
RR
Pennsylvania
(9/21/2020)
RR
Puerto Rico
(11/29/2021)
RR
Rhode Island
(9/22/2020)
RR
South Carolina
(6/8/2021)
RR
South Dakota
(11/29/2021)
RR
Tennessee
(11/29/2021)
RR
Texas
(11/29/2021)
IAR
Texas
(3/31/2025)
RR
Utah
(11/29/2021)
RR
Vermont
(11/29/2021)
RR
Virginia
(11/29/2021)
RR
Washington
(11/29/2021)
RR
West Virginia
(11/29/2021)
RR
Wisconsin
(11/29/2021)
RR
Wyoming
(11/29/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/8/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/27/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/13/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/10/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Ridgewood, NJ

TRUST BUT VERIFY

Monitor James Barbi

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.