Larry C. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Calvin Cook, who also goes by Larry C Cook, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1994. Larry had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2017 - July 6, 2021
FIRST HEARTLAND CAPITAL, INC.
January 18, 2008 - December 31, 2016
AMERITAS INVESTMENT COMPANY, LLC
April 10, 2000 - October 12, 2007
NEW ENGLAND SECURITIES
April 10, 2000 - October 12, 2007
NEW ENGLAND SECURITIES
July 27, 1998 - April 28, 2000
SIGNATOR INVESTORS, INC.
November 14, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 14, 1994 - May 20, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
