John E. Sawyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Emery Sawyer IV, who also goes by John Sawyer, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2014 - October 6, 2017
ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC
May 16, 2013 - March 18, 2014
BBVA SECURITIES INC.
March 28, 2002 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
September 24, 1999 - February 11, 2002
PERSHING LLC
December 2, 1996 - September 23, 1998
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 169538 / SEC#: 801-78956
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 169538 / SEC#: 801-78956
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 577 |
| AUM (Assets Under Management) | $ 342,491,722 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
