Edward G. O'connor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Gerard O'connor III, who also goes by Edward G Oconnor III, Edward Gerard Oconnor III, Edward Oconnor, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2013 - November 22, 2024
CABRERA CAPITAL MARKETS, LLC
June 1, 2012 - February 4, 2013
TULLETT PREBON FINANCIAL SERVICES LLC
April 17, 2012 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
July 29, 2008 - April 11, 2012
BGC FINANCIAL, L.P.
August 27, 2007 - July 28, 2008
W.A. CAPITAL MARKETS
December 9, 1999 - June 15, 2000
MORGAN STANLEY DW INC.
November 30, 1993 - December 10, 1999
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 8/24/2007
Government Securities Representative ExaminationCurrent Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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