Philip C. Bloomberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Charles Bloomberg was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1973. Philip had worked at 13 firms and has passed the Series 63, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 1995 - December 31, 2012
AMERICAN INVESTORS GROUP, INC.
March 20, 1992 - July 17, 1995
A. B. CULBERTSON AND COMPANY
June 15, 1990 - October 31, 1991
PRUDENTIAL EQUITY GROUP, LLC
February 16, 1990 - June 27, 1990
HAMILTON INVESTMENTS, INC.
March 31, 1989 - February 24, 1990
MUTUAL SERVICE CORPORATION
March 17, 1987 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
November 3, 1986 - March 14, 1987
JW GENESIS CLEARING CORP.
April 4, 1985 - November 4, 1986
WACHOVIA SECURITIES, INC.
July 10, 1984 - April 3, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.
October 21, 1983 - July 5, 1984
CRALIN & CO., INC.
July 19, 1982 - November 10, 1983
MORGAN STANLEY DW INC.
April 3, 1978 - July 19, 1982
BLUNT ELLIS & LOEWI INCORPORATED
November 13, 1973 - May 1, 1978
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/8/1973
Registered Representative ExaminationSeries 8
Date: 7/23/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERICAN INVESTORS GROUP, INC.
CRD#: 10020 / SEC#: , 8-38164
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 6,208,730 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
