Lee A. Fraser-darte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Ann Fraser-darte, who also goes by Lee Ann Brauer, Lee Ann Fraser, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1993. Lee had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - June 30, 2016
GREENWAY FAMILY OFFICE, LLC
April 13, 2006 - May 17, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 1, 2004 - October 14, 2005
METROPOLITAN LIFE INSURANCE COMPANY
March 1, 2004 - October 14, 2005
MSI FINANCIAL SERVICES, INC.
September 17, 1993 - August 2, 1994
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREENWAY FAMILY OFFICE, LLC
CRD#: 153070 / SEC#: 801-71129
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
