Jameson R. Greenstone
Professional summary
Jameson Ryan Greenstone is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.
Jameson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jameson has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jameson Ryan Greenstone's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jameson Ryan Greenstone's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2014 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447May 8, 2014 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447March 4, 2010 - April 23, 2014
DWS DISTRIBUTORS, INC.
October 23, 2009 - February 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - February 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 15, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 20, 2005 - December 31, 2008
BOFA DISTRIBUTORS, INC.
January 20, 2005 - December 31, 2008
BOFA ADVISORS, LLC
November 16, 2004 - August 20, 2005
BACAP DISTRIBUTORS, LLC
November 2, 2004 - January 20, 2005
BACAP DISTRIBUTORS, LLC
January 21, 2004 - June 24, 2004
UBS FINANCIAL SERVICES INC.
April 19, 1999 - December 4, 2003
UBS FINANCIAL SERVICES INC.
March 16, 1999 - June 24, 2004
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2014)
(5/9/2014)
Exams
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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