Eric M. Mohamad
Professional summary
Eric Michael Mohamad is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New Canaan, Connecticut.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Michael Mohamad's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2022 - Present
KEYBANC CAPITAL MARKETS INC.
June 7, 2021 - July 11, 2022
SAMUEL A. RAMIREZ & COMPANY, INC.
November 22, 2011 - April 19, 2021
HSBC SECURITIES (USA) INC.
April 21, 2009 - July 14, 2011
RBC CAPITAL MARKETS, LLC
November 17, 1993 - April 1, 2009
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2024)
(7/14/2022)
(7/21/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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