SW
Stephen J. Williams
VERUS CAPITAL PARTNERS
Madison, AL 35758
Some features on this profile are disabled
CRD#: 2395948
SW
Professional summary
Stephen Joe Williams is a registered financial advisor currently at VERUS CAPITAL PARTNERS, LLC located in Madison, Alabama and LPL FINANCIAL LLC located in Madison, Alabama.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 07/2025 - Abundance Building Concepts LLC - Business Owner - Not investment Related - Athens, AL - Start Date 06/01/2023 - 20 hours per month/ 0 hours during trading 2- 07/2025 - LifeCourse Tax Services Inc. - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2013 - 5 hours per month/ during trading 3- 07/2025 - LifeCourse Capital Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2001 - 60 hours per month/ during trading 4- 07/2025 - Stephen Williams - Non-Variable Insurance - Owner Agent - Investment Related - Madison, AL - Start Date 10/01/2001 - 10 hours per month/ during trading 5. 10/2025 - Verus Capital Partners, LLC. Investment Related. Madison, Alabama. Investment Advisor Representative. Start Date 10/15/2025. 60 hours per month, all during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Joe Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2025 - Present
VERUS CAPITAL PARTNERS, LLC
Office #1: 8331 Madison Boulevard, Suite 100, Madison, AL 35758RIA
CRD#: 151568
Madison, AL
Current
July 10, 2025 - Present
LPL FINANCIAL LLC
Office #1: 8331 Madison Blvd Ste 100, Madison, AL 35758RIA
BD
CRD#: 6413
MADISON, AL
Past
February 2, 2007 - July 10, 2025
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
MADISON, AL
Past
February 25, 2005 - October 22, 2025
LIFECOURSE CAPITAL, INC.
RIA
CRD#: 128583
MADISON, AL
Past
October 6, 2003 - July 9, 2004
SSN ADVISORY, INC.
RIA
CRD#: 126090
HUNTSVILLE, AL
Past
October 2, 2003 - February 1, 2007
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
HUNTSVILLE, AL
Past
December 3, 2001 - October 1, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
HUNTSVILLE, AL
Past
November 8, 2001 - October 1, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 4, 1994 - November 10, 2001
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VERUS CAPITAL PARTNERS, LLC
3 RIVERS FINANCIAL GROUP | WANN FINANCIAL SERVICES | WALTERS WEALTH MANAGMENT | WALTERS WEALTH MANAGEMENT | VINEPOINT ADVISORY GROUP, LLC | VERUS CAPITAL PARTNERS, LLC | UNIVERSAL FINANCIAL CONSULTANTS | SUNBURST FINANCIAL MANAGEMENT | STARKEY BROTHERS, INC. | SOUTH PLATTE INVESTMENTS & PLANNING | SAMSON FINANCIAL, LLC | RSO WEALTH, LLC | RSD FINANCIAL, LLC | PROVIDENT FINANCIAL GROUP | PHP CAPITAL, INC. | PHILLIPS FINANCIAL MANAGEMENT | PARKER CAPITAL STRATEGIES, LLC | OXENHAM FINANCIAL | OPTIMAL WEALTH INC. | NEW BREAK FINANCIAL | MOLINAR AND CO. | KENNETH M. PERKINS WEALTH | ITTNER BULL CAPITAL PARTNERS LLC | INTERMARKET ANALYTICS | HUNT FINANCIAL SERVICES | HOLCOMB WEALTH MANAGEMENT | HAVEN FINANCIAL SERVICES, LLC | GUARDIAN WEALTH BUILDERS | GOLDEN RULE WEALTH MANAGEMENT | GEISER WEALTH MANAGEMENT | FRONT RANGE FINANCIAL | FREEDOM POINT FINANCIAL | FRED A. GOODMAN, CPA | FIRST THAN IFS | EAGLE EYE INVESTMENTS, LLC | DAHL FINANCIAL RESOURCE | CROWE AND ASSOCIATES, INC | BURNS TAX AND WEALTH MANAGEMENT | BIGGS FINANCIAL | BELLA FINANCIAL ADVISORS, LLC | ARCHE FG
CRD#: 151568 / SEC#: 801-78989
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Arizona
Registered Investment Advisory firm - (1/2/2014 Terminated)Illinois
Registered Investment Advisory firm - (1/2/2014 Terminated)Maryland
Registered Investment Advisory firm - (1/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (1/2/2014 Terminated)Texas
Registered Investment Advisory firm - (1/2/2014 Terminated)Virginia
Registered Investment Advisory firm - (1/6/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2025)
IAR
Alabama(10/23/2025)
RR
Arizona(7/10/2025)
RR
Arkansas(7/10/2025)
RR
California(7/10/2025)
RR
Colorado(7/10/2025)
RR
Florida(7/11/2025)
RR
Georgia(7/10/2025)
RR
Idaho(7/10/2025)
RR
Indiana(7/10/2025)
RR
Louisiana(7/10/2025)
IAR
Louisiana(10/24/2025)
RR
Maryland(7/10/2025)
RR
Michigan(7/10/2025)
RR
Mississippi(7/10/2025)
RR
Missouri(7/10/2025)
RR
New Mexico(7/10/2025)
RR
New York(7/10/2025)
RR
North Carolina(7/10/2025)
RR
Oklahoma(7/10/2025)
RR
Pennsylvania(7/10/2025)
RR
South Carolina(7/10/2025)
RR
Tennessee(7/10/2025)
RR
Texas(7/10/2025)
IAR
Texas(10/17/2025)
RR
Utah(7/10/2025)
RR
Virginia(7/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VERUS CAPITAL PARTNERS, LLC
3 RIVERS FINANCIAL GROUP | WANN FINANCIAL SERVICES | WALTERS WEALTH MANAGMENT | WALTERS WEALTH MANAGEMENT | VINEPOINT ADVISORY GROUP, LLC | VERUS CAPITAL PARTNERS, LLC | UNIVERSAL FINANCIAL CONSULTANTS | SUNBURST FINANCIAL MANAGEMENT | STARKEY BROTHERS, INC. | SOUTH PLATTE INVESTMENTS & PLANNING | SAMSON FINANCIAL, LLC | RSO WEALTH, LLC | RSD FINANCIAL, LLC | PROVIDENT FINANCIAL GROUP | PHP CAPITAL, INC. | PHILLIPS FINANCIAL MANAGEMENT | PARKER CAPITAL STRATEGIES, LLC | OXENHAM FINANCIAL | OPTIMAL WEALTH INC. | NEW BREAK FINANCIAL | MOLINAR AND CO. | KENNETH M. PERKINS WEALTH | ITTNER BULL CAPITAL PARTNERS LLC | INTERMARKET ANALYTICS | HUNT FINANCIAL SERVICES | HOLCOMB WEALTH MANAGEMENT | HAVEN FINANCIAL SERVICES, LLC | GUARDIAN WEALTH BUILDERS | GOLDEN RULE WEALTH MANAGEMENT | GEISER WEALTH MANAGEMENT | FRONT RANGE FINANCIAL | FREEDOM POINT FINANCIAL | FRED A. GOODMAN, CPA | FIRST THAN IFS | EAGLE EYE INVESTMENTS, LLC | DAHL FINANCIAL RESOURCE | CROWE AND ASSOCIATES, INC | BURNS TAX AND WEALTH MANAGEMENT | BIGGS FINANCIAL | BELLA FINANCIAL ADVISORS, LLC | ARCHE FG
CRD#: 151568 / SEC#: 801-78989
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Arizona
Registered Investment Advisory firm - (1/2/2014 Terminated)Illinois
Registered Investment Advisory firm - (1/2/2014 Terminated)Maryland
Registered Investment Advisory firm - (1/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (1/2/2014 Terminated)Texas
Registered Investment Advisory firm - (1/2/2014 Terminated)Virginia
Registered Investment Advisory firm - (1/6/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258
Mailing Address
Phone number
(480) 990-3719
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,392 |
| AUM (Assets Under Management) | $ 2,066,642,798 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
