Dean M. Cicone
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
HALIFAX, MA
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CRD#: 2395947
Professional summary
Dean Michael Cicone, CFP®, who also goes by Dean Michael Cicone, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Halifax, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Providence, Rhode Island.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Dean has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Biography
With over 25 years of financial services experience, I partner with my clients to help them work toward their goals. I have a true passion for financial planning and helping my clients pursue the lifestyle of their dreams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Estate Planning
Retirement Planning
Tax Planning
Education Planning
Employee and Employer Plan Ben...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Dean Michael Cicone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dean Michael Cicone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Education
Bridgewater State University
Bachelor of Science (BS) - Finance
1994
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 10 Memorial Boulevard, Providence, RI 02903RIA
CRD#: 104555
HALIFAX, MA
Current
April 24, 2009 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10 Memorial Boulevard, Providence, RI 02903BD
CRD#: 7784
Providence, RI
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
April 27, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PROVIDENCE, RI
Past
October 9, 2008 - February 13, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PROVIDENCE, RI
Past
September 10, 2008 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
PROVIDENCE, RI
Past
April 23, 1997 - September 17, 2007
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
August 7, 1995 - April 23, 1997
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
May 29, 1994 - August 7, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
December 13, 1993 - May 10, 1994
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2021)
RR
California(1/5/2018)
RR
Colorado(7/18/2022)
RR
Connecticut(4/24/2009)
RR
Florida(4/24/2009)
RR
Georgia(1/6/2017)
RR
Hawaii(3/4/2022)
RR
Illinois(10/8/2021)
RR
Indiana(8/2/2024)
RR
Maine(4/24/2009)
RR
Maryland(1/6/2017)
RR
Massachusetts(4/24/2009)
IAR
Massachusetts(3/31/2025)
RR
Michigan(9/19/2019)
RR
Minnesota(9/19/2019)
RR
Montana(6/5/2020)
RR
Nebraska(9/19/2019)
RR
Nevada(9/17/2014)
RR
New Hampshire(4/24/2009)
RR
New Jersey(10/2/2012)
RR
New York(12/8/2011)
RR
North Carolina(12/9/2011)
RR
Ohio(12/9/2011)
RR
Oregon(12/8/2011)
RR
Pennsylvania(8/9/2017)
RR
Puerto Rico(9/12/2022)
RR
Rhode Island(4/24/2009)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(12/8/2011)
RR
Tennessee(1/6/2017)
RR
Texas(8/9/2017)
IAR
Texas(3/31/2025)
RR
Virginia(1/5/2016)
RR
Washington(6/28/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/21/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Halifax, MATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
