Christopher D. Tackney

ANZ SECURITIES

New York, NY 10172-0003

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CRD#: 2395162

Professional summary

Christopher Damien Tackney, who also goes by Christopher Damien Tackney-roccaseca, Christopher Damien Tackneyroccasecca, is a registered financial professional currently at ANZ SECURITIES, INC. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Damien Tackney-Roccaseca | Christopher Damien Tackneyroccasecca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Damien Tackney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2022 - Present

ANZ SECURITIES, INC.

Office #1: 277 Park Avenue Floor 31, New York, NY 10172-0003

CRD#: 36654

New York, NY

Past

September 17, 2012 - March 4, 2014

SCHRODER FUND ADVISORS LLC

CRD#: 24129

NEW YORK, NY

Past

March 19, 2010 - July 6, 2012

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 18, 1993 - November 27, 1996

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/11/2022)

Alaska
(2/11/2022)

Arizona
(3/10/2022)

Arkansas
(2/11/2022)

California
(2/11/2022)

Colorado
(2/1/2022)

Connecticut
(2/2/2022)

Delaware
(2/11/2022)

District of Columbia
(2/1/2022)

Florida
(2/1/2022)

Georgia
(2/11/2022)

Hawaii
(2/11/2022)

Idaho
(2/2/2022)

Illinois
(2/11/2022)

Indiana
(2/11/2022)

Iowa
(2/11/2022)

Kansas
(2/11/2022)

Kentucky
(2/11/2022)

Louisiana
(2/1/2022)

Maine
(2/11/2022)

Maryland
(2/1/2022)

Massachusetts
(2/11/2022)

Michigan
(2/11/2022)

Minnesota
(2/11/2022)

Mississippi
(2/11/2022)

Missouri
(2/11/2022)

Montana
(2/11/2022)

Nebraska
(2/11/2022)

Nevada
(2/11/2022)

New Hampshire
(2/11/2022)

New Jersey
(2/11/2022)

New Mexico
(2/11/2022)

New York
(2/11/2022)

North Carolina
(2/11/2022)

North Dakota
(2/11/2022)

Ohio
(2/14/2022)

Oklahoma
(2/11/2022)

Oregon
(2/11/2022)

Pennsylvania
(2/11/2022)

Puerto Rico
(2/1/2022)

Rhode Island
(2/11/2022)

South Carolina
(2/11/2022)

South Dakota
(2/11/2022)

Tennessee
(2/11/2022)

Texas
(2/11/2022)

Utah
(2/11/2022)

Vermont
(2/11/2022)

Virgin Islands
(2/11/2022)

Virginia
(2/11/2022)

Washington
(2/11/2022)

West Virginia
(2/11/2022)

Wisconsin
(2/11/2022)

Wyoming
(2/11/2022)

Exams

State Security Law Exam

Series 63

Date: 2/11/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/14/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ANZ SECURITIES, INC.

CRD#: 36654 / SEC#: , 8-47390

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

277 Park Avenue Floor 31, New York, NY 10172-0003

Mailing Address

277 Park Avenue Floor 31, New York, NY 10172-0003

Phone number

(212) 801-9160

Established

New York since 04/07/1994

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ANZ FUNDS PTY LIMITED	OWNER
AHARON, AMIEL LEVY	PRESIDENT	2573889
KARPUKHIN, ALEXANDER A	FINOP	6926592
MAURO, JOSEPH SCOTT	CCO	1837938

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Christopher D. Tackney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Damien Tackney's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHRODER FUND ADVISORS LLC

CREDIT SUISSE SECURITIES (USA) LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2022

Series 7TO

Date: 2/1/2022

SIE

Date: 1/14/2022

Series 7

Date: 3/18/2010

Series 6

Date: 10/15/1993

FINRA

Current Firm

ANZ SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ANZ SECURITIES, INC.

TRUST BUT VERIFY

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