Charles Salazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Salazar was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1996. Charles had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2006 - March 6, 2012
QUEST CAPITAL STRATEGIES, INC.
March 18, 1999 - June 29, 1999
PIM FINANCIAL SERVICES, INC.
May 19, 1998 - September 9, 1998
INVESTACORP, INC.
December 23, 1997 - May 27, 1998
WAMU INVESTMENTS, INC.
May 1, 1996 - March 27, 1997
CITIGROUP GLOBAL MARKETS INC.
March 11, 1996 - April 24, 1996
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
