Peter M. Stovell
Professional summary
Peter M Stovell, who also goes by Pete Stovell, Peter Monroe Stovell, is a registered financial professional currently at MORGAN STANLEY DISTRIBUTION, INC. located in San Francisco, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter M Stovell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2021 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 555 California Street 14th Floor, San Francisco, CA 94104April 14, 2015 - August 17, 2021
GOLDMAN SACHS & CO. LLC
April 5, 2001 - December 31, 2014
FIRST LIGHT ADVISORS LLC
January 25, 1999 - January 28, 2000
THOMAS WEISEL PARTNERS LLC
October 1, 1997 - January 11, 1999
BANC OF AMERICA SECURITIES LLC
February 26, 1997 - October 1, 1997
MONTGOMERY SECURITIES
October 27, 1993 - February 27, 1997
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2021)
Exams
FINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| SCHOEN, SAMANTHA JANE | DIRECTOR | 7006907 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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