Steven R. Milewski
Professional summary
Steven R Milewski, who also goes by Steven Reynolds Milewski, is a registered financial professional currently at J.P. MORGAN SECURITIES LLC located in New York, New York and J.P. MORGAN PRIME INC. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven R Milewski's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2004 - Present
J.P. MORGAN SECURITIES LLC
Office #1: 270 Park Avenue, New York, NY 10017June 30, 2016 - Present
J.P. MORGAN PRIME INC.
Office #1: 383 Madison Avenue, New York, NY 10179September 30, 2013 - October 1, 2016
J.P. MORGAN CLEARING CORP.
March 24, 2004 - December 31, 2008
J.P. MORGAN CLEARING CORP.
May 23, 2002 - August 5, 2003
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 23, 2002 - May 8, 2002
CREDIT SUISSE SECURITIES (USA) LLC
March 12, 1999 - May 8, 2002
PERSHING LLC
August 1, 1997 - March 5, 1999
UBS FINANCIAL SERVICES INC.
February 16, 1996 - July 1, 1997
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
J.P. MORGAN PRIME INC.
CRD#: 282107 / SEC#: , 8-69703
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN SECURITIES LLC | STOCK HOLDER | 79 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| DICESARE, MICHAEL E | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND CHAIR | 4706326 |
| KLION, ROGER JAY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5082261 |
| MEDINA, MATTHEW JOSEPH | CHIEF LEGAL OFFICER | 8115839 |
| SHERRICK, EILEEN FRANCES | CHIEF COMPLIANCE OFFICER | 2225907 |
| SISTO, MICHAEL J | DIRECTOR | 5151797 |
Red Flags
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