Mark H. Gorton
Professional summary
Mark Howard Gorton is a registered financial professional currently at TRC MARKETS LLC located in New York, New York and TOWER PRINCIPAL MARKETS LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Howard Gorton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2017 - Present
TRC MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271August 29, 2023 - Present
TOWER PRINCIPAL MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271April 2, 2025 - Present
LATOUR TRADING LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271March 8, 2006 - June 13, 2011
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
November 2, 1993 - March 5, 1998
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
LATOUR TRADING LLC
CRD#: 150887 / SEC#: , 8-68304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| FAUCON, DAVID | PRINCIPAL EXECUTIVE OFFICER | 5062876 |
| BOUVET, GUILLAUME ADRIEN MR | CHIEF OPERATING OFFICER | 5588427 |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | FINOP/PRINCIPAL OPERATING OFFICER | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| THIEBAULT, SEBASTIEN | CHIEF EXECUTIVE OFFICER | 4870286 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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