William B. Proffitt
Professional summary
William Boyer Proffitt, AIF®, who also goes by Boyer Proffitt, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Boyer Proffitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 1166 Avenue Of Americas, New York, NY 10504March 10, 2017 - December 31, 2019
MMC SECURITIES LLC
March 9, 2017 - December 31, 2019
MMC SECURITIES LLC
May 22, 2008 - February 14, 2017
UBS FINANCIAL SERVICES INC.
May 22, 2008 - February 14, 2017
UBS FINANCIAL SERVICES INC.
November 20, 2006 - May 23, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 20, 2006 - May 23, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 25, 2006 - November 20, 2006
FITZMAURICE INVESTMENT MANAGEMENT SERVICES, LLC
June 27, 2005 - October 21, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 31, 2002 - November 20, 2006
FITZMAURICE INVESTMENT MANAGEMENT SERVICES, LLC
November 3, 2000 - August 29, 2001
T. ROWE PRICE INVESTMENT SERVICES, INC.
September 21, 1993 - December 14, 1993
TZ CLEAR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
Exams
FINRA
Current Firm
MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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