EC
Edward C. Carlton
GENEROUSWEALTH
SUMMERVILLE, SC 29483
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CRD#: 2394365
EC
Professional summary
Edward Clade Carlton, who also goes by Ed Carlton Sr, Edward Clade Carlton Sr, Edward Carlton, is a registered financial advisor currently at GENEROUSWEALTH, LLC located in Summerville, South Carolina and LPL FINANCIAL LLC located in Summerville, South Carolina.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Edward has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ed Carlton Sr | Edward Clade Carlton Sr | Edward Carlton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/26/2015 - COMPASS INVESTMENT ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/1/2015 - 160 Hours Per Month - Time Spent 95%. 2. 8/26/2015 - RETREAT BY THE BEACH LLC - Investment Related - Mandeville, La. 70471; Destin Fl; and Miramar Beach, Fl 32550 - REAL ESTATE RENTAL - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5%. 3. 9/2/2020 - GenerousWealth, LLC - DBA: (Hybrid) Compass Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/26/2015 - 160 Hours Per Month During Securities Trading. 4. 9/2/2020 - GenerousWealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/26/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through GenerousWealth, LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 4/4/2023 - Melrose Mountain LLC - Investment Related - Tryon NC 28782 - Real Estate Rental - Start Date - 04/01/2022 - 2 Hours Per Month/2 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Edward Clade Carlton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2020 - Present
GENEROUSWEALTH, LLC
Office #1: 105 S Cedar Street, Suite D, Summerville, SC 29483RIA
CRD#: 308263
SUMMERVILLE, SC
Current
August 26, 2015 - Present
LPL FINANCIAL LLC
Office #1: 105 S. Cedar Street, Unit D, Summerville, SC 29483RIA
BD
CRD#: 6413
SUMMERVILLE, SC
Past
August 26, 2015 - September 22, 2020
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
SUMMERVILLE, SC
Past
September 24, 2007 - September 1, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NORTH CHARLESTON, SC
Past
September 20, 2007 - September 1, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NORTH CHARLESTON, SC
Past
January 2, 2002 - October 2, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CHARLESTON, SC
Past
November 22, 1995 - October 2, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CHARLESTON, SC
Past
November 6, 1995 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Past
July 8, 1994 - November 13, 1995
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Past
October 4, 1993 - July 27, 1994
F.N. WOLF & CO., INC.
BD
CRD#: 13051
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/27/2015)
RR
California(8/26/2015)
RR
Florida(8/26/2015)
IAR
Louisiana(9/22/2020)
RR
North Carolina(1/23/2021)
RR
South Carolina(8/26/2015)
IAR
South Carolina(8/26/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GL
GENEROUSWEALTH, LLC
COMPASS INVESTMENT ADVISORS, LLC | MONEYDOVE | GENEROUSWEALTH, LLC
CRD#: 308263 / SEC#:
Georgia
Registered Investment Advisory firm - (11/16/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/22/2020 Approved)New York
Registered Investment Advisory firm - (1/29/2021 Terminated)North Carolina
Registered Investment Advisory firm - (9/30/2020 Approved)South Carolina
Registered Investment Advisory firm - (8/25/2020 Approved)Texas
Registered Investment Advisory firm - (9/4/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
105 S Cedar Street, Suite D, Summerville, SC 29483
Mailing Address
Phone number
(843) 376-3544
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 579 |
| AUM (Assets Under Management) | $ 95,823,417 |
Red Flags
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Company Information
GENEROUSWEALTH, LLC
CRD#: 308263Summerville, SC 29483TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
