Matthew S. Montenero

MK3 WEALTH LLC

Cherry Hill, NJ 08002

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CRD#: 2393967

Professional summary

Matthew Scott Montenero, CFP® is a registered financial advisor currently at MK3 WEALTH LLC located in Cherry Hill, New Jersey.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Matthew has worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DISTRICT ETHICS COMMITTEE, DISTRICT IIIB OF BURLINGTON COUNTY; NOT INV. RELATED; NEW BRUNSWICK, NJ; COMMITTEE MEMBER; START DATE 9/1/2016; 4 HRS PER MONTH; 4 HRS DURING TRADING; DUTIES ATTEND COMMITTEE MEETINGS AND REVIEW CASES OF GRIEVANCES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Montenero's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 11, 2019 - Present

MK3 WEALTH LLC

Office #1: 1800 Chapel Avenue West Suite 340, Cherry Hill, NJ 08002

RIA

CRD#: 305760

Cherry Hill, NJ

Past

January 1, 2008 - October 8, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MARLTON, NJ

Past

January 1, 2008 - October 8, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MARLTON, NJ

Past

March 31, 2004 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

MARLTON, NJ

Past

April 10, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MARLTON, NJ

Past

September 20, 1993 - June 15, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

September 20, 1993 - June 15, 1994

OSAIC FA, INC.

CRD#: 3978

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/11/2019)

IAR

North Carolina
(11/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/25/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/19/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/17/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/13/2018

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 9/6/2017

General Securities Sales Supervisor - General Module Examination

Current Firm

MK3 WEALTH LLC

CRD#: 305760 / SEC#:

Louisiana

Registered Investment Advisory firm - (7/25/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (10/2/2019 Approved)

North Carolina

Registered Investment Advisory firm - (11/1/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1800 Chapel Avenue West Suite 340, Cherry Hill, NJ 08002

Mailing Address

Phone number

(856) 545-0077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	224
AUM (Assets Under Management)	$ 96,476,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew S. Montenero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Montenero's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2004

Series 63

Date: 4/25/2001

Series 65

Date: 5/19/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/9/2001

Series 6

Date: 9/17/1993

Series 9

Date: 4/13/2018

Series 10

Date: 9/6/2017

Current Firm

MK3 WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MK3 WEALTH LLC

TRUST BUT VERIFY

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