Thomas G Olson
Professional Summary
Thomas G Olson, who also goes by Thomas Gregory Olson, Tom Olson, is a registered financial advisor currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 8 firms and has passed the Series 63, Series 66, Series 6TO, Series 7TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Gregory Olson, Tom Olson
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
FIDELITY & GUARANTY SECURITIES CORP. | FIDELITY & GUARANTY SECURITIES, LLC
Contact Information
Main Address
801 Grand Ave. Suite 2600, Des Moines, IA 50309Mailing Address
801 Grand Ave. Suite 2600, Des Moines, IA 50309Phone Number
+1 (888) 697-5433Established
Delaware since 08/16/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | — |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| LYNCH, JEFFERSON JAMES | DIRECTOR | 3024820 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
| STOKES, KELLY MARIE | CHIEF COMPLIANCE OFFICER | 2589504 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
(1/16/2024)
(8/30/2023)
(12/6/2023)
(8/3/2023)
(8/3/2023)
(8/3/2023)
(8/24/2023)
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(1/12/2024)
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(8/29/2023)
(8/4/2023)
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(1/8/2024)
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(9/5/2023)
(8/3/2023)
(8/28/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1993About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 2023About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas G Olson's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
