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ST

Steven E. Tenney

PINE DISTRIBUTORS
DURHAM, ME
Some features on this profile are disabled
CRD#: 2393759
ST
Steven Edward TenneyPINE DISTRIBUTORS

Professional summary

Steven Edward Tenney is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Durham, Maine.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Fixed Insurance. Not Investment Related. 18 Corporate Woods Blvd, 4th Floor, Albany NY 12211. Fixed Insurance. Registered rep. Start 05/2019. 5 hours per month, 1 during trading. Provide financial advice. 2) CGC Property Corporation. Not Investment Related. P.O. Box 612 Castine, ME 04421. Sport & Leisure Facilities. Golf club property ownership. Start 01/2016. 1 hour per month not during trading. Director/Clerk 3) Castine Historical Society. Non- Investment Related. 17 School St, Castine, ME 04421. Investment Committee member. Start 12/2021. 2 hours per month, 0 during trading. monitoring investment portfolio and advising on spending budget.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Edward Tenney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2026 - Present

PINE DISTRIBUTORS LLC

BD
CRD#: 323408
DURHAM, ME
Past

May 10, 2019 - November 1, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Portland, ME
Past

May 9, 2019 - May 31, 2024

GREAT DIAMOND PARTNERS, LLC

RIA
CRD#: 299598
PORTLAND, ME
Past

August 7, 1997 - May 20, 2019

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
PORTLAND, ME
Past

October 13, 1993 - May 20, 2019

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/24/2026)
RR
Colorado
(8/21/2026)
RR
Connecticut
(8/24/2026)
RR
District of Columbia
(8/11/2026)
RR
Florida
(8/11/2026)
RR
Illinois
(8/11/2026)
RR
Indiana
(8/11/2026)
RR
Kansas
(8/24/2026)
RR
Kentucky
(8/11/2026)
RR
Maine
(8/21/2026)
RR
Massachusetts
(8/24/2026)
RR
Michigan
(8/11/2026)
RR
Minnesota
(8/11/2026)
RR
Mississippi
(8/11/2026)
RR
Montana
(8/11/2026)
RR
Nebraska
(8/11/2026)
RR
Nevada
(8/24/2026)
RR
New Hampshire
(8/24/2026)
RR
New Jersey
(8/11/2026)
RR
North Carolina
(8/24/2026)
RR
Ohio
(8/11/2026)
RR
Oregon
(8/22/2026)
RR
Pennsylvania
(8/24/2026)
RR
Rhode Island
(8/24/2026)
RR
South Carolina
(8/11/2026)
RR
Tennessee
(8/24/2026)
RR
Texas
(8/11/2026)
RR
Utah
(8/24/2026)
RR
Vermont
(8/11/2026)
RR
Washington
(8/11/2026)
RR
Wisconsin
(8/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/20/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/1993
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Durham, ME

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