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Steven Edward Tenney

PINE DISTRIBUTORS

DURHAM, ME

·CRD# 2393759·33 years experience

Professional Summary

Steven Edward Tenney is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Durham, Maine. Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

PINE DISTRIBUTORS LLC·CRD# 323408

BD

Durham, ME

August 11, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747

BD

Portland, ME

May 10, 2019 - November 1, 2022

GREAT DIAMOND PARTNERS, LLC·CRD# 299598

RIA

Portland, ME

May 9, 2019 - May 31, 2024

UBS FINANCIAL SERVICES INC.·CRD# 8174

RIA

Portland, ME

August 7, 1997 - May 20, 2019

UBS FINANCIAL SERVICES INC.·CRD# 8174

BD

Portland, ME

October 13, 1993 - May 20, 2019

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Current Firm

PD

PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
PINE ADVISOR SOLUTIONS LLC	MEMBER	—
FAIRBANKS, MARK ALAN	PRESIDENT	1847318
LEVESQUE, DARYN	COO	6482085
MOSCARITOLO, SUSAN KALLAI	CCO	2618909
WAGSTAFF, CONNER FRED III	FINOP	1427591
WOODCOCK, ALEXANDER JAMES	PFO	6454017

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Fixed Insurance. Not Investment Related. 18 Corporate Woods Blvd, 4th Floor, Albany NY 12211. Fixed Insurance. Registered rep. Start 05/2019. 5 hours per month, 1 during trading. Provide financial advice. 2) CGC Property Corporation. Not Investment Related. P.O. Box 612 Castine, ME 04421. Sport & Leisure Facilities. Golf club property ownership. Start 01/2016. 1 hour per month not during trading. Director/Clerk 3) Castine Historical Society. Non- Investment Related. 17 School St, Castine, ME 04421. Investment Committee member. Start 12/2021. 2 hours per month, 0 during trading. monitoring investment portfolio and advising on spending budget.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(8/24/2026)

RR

Alaska
(9/2/2026)

RR

Arizona
(9/4/2026)

RR

Arkansas
(8/27/2026)

RR

California
(8/25/2026)

RR

Colorado
(8/21/2026)

RR

Connecticut
(8/24/2026)

RR

Delaware
(8/26/2026)

RR

District of Columbia
(8/11/2026)

RR

Florida
(8/11/2026)

RR

Georgia
(10/1/2026)

RR

Hawaii
(8/31/2026)

RR

Idaho
(8/25/2026)

RR

Illinois
(8/11/2026)

RR

Indiana
(8/11/2026)

RR

Iowa
(8/25/2026)

RR

Kansas
(8/24/2026)

RR

Kentucky
(8/11/2026)

RR

Louisiana
(8/25/2026)

RR

Maine
(8/21/2026)

RR

Maryland
(8/27/2026)

RR

Massachusetts
(8/24/2026)

RR

Michigan
(8/11/2026)

RR

Minnesota
(8/11/2026)

RR

Mississippi
(8/11/2026)

RR

Missouri
(8/26/2026)

RR

Montana
(8/11/2026)

RR

Nebraska
(8/11/2026)

RR

Nevada
(8/24/2026)

RR

New Hampshire
(8/24/2026)

RR

New Jersey
(8/11/2026)

RR

New Mexico
(8/26/2026)

RR

New York
(8/31/2026)

RR

North Carolina
(8/24/2026)

RR

Ohio
(8/11/2026)

RR

Oregon
(8/22/2026)

RR

Pennsylvania
(8/24/2026)

RR

Rhode Island
(8/24/2026)

RR

South Carolina
(8/11/2026)

RR

Tennessee
(8/24/2026)

RR

Texas
(8/11/2026)

RR

Utah
(8/24/2026)

RR

Vermont
(8/11/2026)

RR

Virginia
(8/25/2026)

RR

Washington
(8/11/2026)

RR

Wisconsin
(8/11/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2026About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1993About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Steven Edward Tenney's CRS (Customer Relationship Summary).

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ST

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