Brent C. Yanagida

PEAK ASSET MANAGEMENT

Louisville, CO 80027

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CRD#: 2393687

Professional summary

Brent Charles Yanagida, CFP® is a registered financial advisor currently at PEAK ASSET MANAGEMENT, LLC located in Louisville, Colorado.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brent has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPLICANT IS PRESIDENT OF BCY FINANCIAL SERVCIES, A SOLE PROPRIETORSHIP FORMED IN NOVEMBER OF 2007, WHICH PROVIDES NON INVESTMENT RELATED SERVICES INCLUDING BOOKKEEPING FOR A FARM. TIME DEVOTED IS LESS THAN 8 HOURS PER WEEK, SOME OF WHICH MAY BE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Charles Yanagida's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

October 5, 2015 - Present

PEAK ASSET MANAGEMENT, LLC

Office #1: 1371 E. Hecla Drive Suite A, Louisville, CO 80027

RIA

CRD#: 106944

Louisville, CO

Past

February 13, 2013 - October 6, 2015

ACE INVESTING SERVICES, INC.

RIA

CRD#: 113874

BOULDER, CO

Past

May 9, 2008 - February 15, 2013

PEAK WEALTH PLANNING LLC

RIA

CRD#: 146699

DENVER, CO

Past

September 14, 1993 - October 20, 1994

INVESTACORP, INC.

CRD#: 7684

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/10/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/25/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/1993

General Securities Representative Examination

Current Firm

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

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Contact information

Main Address

1371 E. Hecla Drive Suite A, Louisville, CO 80027

Mailing Address

Phone number

(303) 926-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,058
AUM (Assets Under Management)	$ 910,014,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent C. Yanagida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Charles Yanagida's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK ASSET MANAGEMENT, LLC

ACE INVESTING SERVICES, INC.

PEAK WEALTH PLANNING LLC

INVESTACORP, INC.

Primary Firm SEC Registration

PEAK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/2011

Series 65

Date: 1/25/2008

Series 7

Date: 9/2/1993

Current Firm

PEAK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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