Raymond P. Ormerod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond P Ormerod, who also goes by Ray Ormerod, Raymond Peter Ormerod, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1994. Raymond had worked at 8 firms and has passed the Series 99TO, Series 79TO, SIE, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2020 - April 21, 2022
HEDGEMARK SECURITIES LLC
August 8, 2018 - April 21, 2022
BNY MELLON CAPITAL MARKETS, LLC
August 7, 2013 - July 24, 2018
NATWEST MARKETS SECURITIES INC.
September 17, 2010 - May 20, 2013
BARCLAYS CAPITAL INC.
September 17, 2009 - August 13, 2010
MORGAN STANLEY & CO. LLC
June 2, 1999 - August 19, 2009
UBS SECURITIES LLC
October 18, 1996 - March 16, 1999
DEUTSCHE BANK SECURITIES INC.
February 4, 1994 - September 30, 1996
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
HEDGEMARK SECURITIES LLC
CRD#: 164503 / SEC#: , 8-69106
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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